0001077771-15-000016.txt : 20150129 0001077771-15-000016.hdr.sgml : 20150129 20150129131448 ACCESSION NUMBER: 0001077771-15-000016 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150127 FILED AS OF DATE: 20150129 DATE AS OF CHANGE: 20150129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCLAUGHLIN NEAL T CENTRAL INDEX KEY: 0001398955 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 15557884 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-01-27 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001398955 MCLAUGHLIN NEAL T ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/Treasurer Common Stock 2015-01-27 4 D 0 547.0 0.0 D 62637 D Common Stock 2015-01-27 4 F 0 2271.0 15.95 D 60366 D Common Stock 2015-01-27 4 F 0 514.0 15.95 D 59852 D Common Stock 2015-01-27 4 F 0 236.0 15.95 D 59616 D Common Stock 2015-01-27 4 J 0 22.0 A 810 I by 401(k) Non-Qualified Stock Option (right to buy) 9.23 2010-02-02 2019-02-01 Common Stock 2000 2000 D Non-Qualified Stock Option (right to buy) 10.97 2014-01-31 2021-01-30 Common Stock 5000 5000 D Non-Qualified Stock Option (right to buy) 11.89 2011-02-05 2020-02-05 Common Stock 20000 20000 D Non-Qualified Stock Option (right to buy) 15.5 2009-01-28 2018-01-27 Common Stock 15000 15000 D Non-Qualified Stock Option (right to buy) 22.94 2006-04-19 2015-04-19 Common Stock 5000 5000 D The portion of a performance-based Restricted Stock Award forfeited due to the performance criteria not being met at 100%. Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Not required. Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). All options are fully vested. Option granted 2/5/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. By: Andrew H. Ognall, Attorney-in-Fact For: Neal T. McLaughlin 2015-01-29 EX-24 2 mclaughlin11314.txt EDGAR SUPPORTING DOCUMENT Power of Attorney Know all by these presents, that Neal T. McLaughlin, (the "Reporting Person"), hereby constitutes and appoints Ronald L. Farnsworth and Andrew H. Ognall, as the Reporting Person's attorneys-in-fact to: (1) execute and file for and on behalf of the Reporting Person, all reports of, and changes in, beneficial ownership by the Reporting Person of securities of Umpqua Holdings Corporation (the "Company") as may be required by Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform all acts for and on behalf of the Reporting Person which may be necessary or desirable to complete and execute and file any such reports with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any nature whatsoever in connection with the foregoing that, in the opinion of such attorneys-in-fact, may be of benefit to and in the best interest of, or legally required of, the Reporting Person. The Reporting Person hereby grants to such attorneys-in-fact, each acting alone, full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the Reporting Person might or could do if personally present, with full power of Substitution or revocation, hereby ratifying and confirming all that such attorneys-in-fact, or such attorneys-in-fact substitute or substitutes, shall lawfully do or cause to be done by the virtue of this Power of Attorney and the rights and powers herein granted. The Reporting Person acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the Reporting Person, are not assuming, nor is the Company assuming, any of the Reporting Persons responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the Reporting Person is no longer required to file reports pursuant to Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder with respect to the Reporting Person's holdings of and transactions in securities issued by the Company, unless earlier revoked by the Reporting Person in a signed writing delivered to the attorneys-in-fact. IN WITNESS WHEREOF, the Reporting Person has caused this Power of Attorney to be executed as of this 3rd day of November, 2014. /s/ Neal T. McLaughlin Neal T. McLaughlin STATE OF OREGON, County of Washington, ss. The foregoing instrument was acknowledged before me this 3rd day of November, 2014 by Neal T. McLaughlin. /s/ Elizabeth Doris Wenz Notary Public for Oregon Commission No. 463863 My Commission Expires: November 28, 2015