0001077771-15-000016.txt : 20150129
0001077771-15-000016.hdr.sgml : 20150129
20150129131448
ACCESSION NUMBER: 0001077771-15-000016
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150127
FILED AS OF DATE: 20150129
DATE AS OF CHANGE: 20150129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP
CENTRAL INDEX KEY: 0001077771
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 931261319
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
BUSINESS PHONE: 503-727-4100
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCLAUGHLIN NEAL T
CENTRAL INDEX KEY: 0001398955
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34624
FILM NUMBER: 15557884
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA ST STE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-01-27
0
0001077771
UMPQUA HOLDINGS CORP
UMPQ
0001398955
MCLAUGHLIN NEAL T
ONE SW COLUMBIA STREET, SUITE 1200
PORTLAND
OR
97258
0
1
0
0
EVP/Treasurer
Common Stock
2015-01-27
4
D
0
547.0
0.0
D
62637
D
Common Stock
2015-01-27
4
F
0
2271.0
15.95
D
60366
D
Common Stock
2015-01-27
4
F
0
514.0
15.95
D
59852
D
Common Stock
2015-01-27
4
F
0
236.0
15.95
D
59616
D
Common Stock
2015-01-27
4
J
0
22.0
A
810
I
by 401(k)
Non-Qualified Stock Option (right to buy)
9.23
2010-02-02
2019-02-01
Common Stock
2000
2000
D
Non-Qualified Stock Option (right to buy)
10.97
2014-01-31
2021-01-30
Common Stock
5000
5000
D
Non-Qualified Stock Option (right to buy)
11.89
2011-02-05
2020-02-05
Common Stock
20000
20000
D
Non-Qualified Stock Option (right to buy)
15.5
2009-01-28
2018-01-27
Common Stock
15000
15000
D
Non-Qualified Stock Option (right to buy)
22.94
2006-04-19
2015-04-19
Common Stock
5000
5000
D
The portion of a performance-based Restricted Stock Award forfeited due to the performance criteria not being met at 100%.
Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
Not required.
Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
All options are fully vested.
Option granted 2/5/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
By: Andrew H. Ognall, Attorney-in-Fact For: Neal T. McLaughlin
2015-01-29
EX-24
2
mclaughlin11314.txt
EDGAR SUPPORTING DOCUMENT
Power of Attorney
Know all by these presents, that Neal T. McLaughlin,
(the "Reporting Person"), hereby constitutes and
appoints Ronald L. Farnsworth and Andrew H. Ognall,
as the Reporting Person's attorneys-in-fact to:
(1) execute and file for and on behalf of the
Reporting Person, all reports of, and changes in,
beneficial ownership by the Reporting Person of
securities of Umpqua Holdings Corporation (the
"Company") as may be required by Section 16(a) of
the Securities Exchange Act of 1934 and the rules thereunder;
(2) do and perform all acts for and on behalf of the
Reporting Person which may be necessary or desirable
to complete and execute and file any such reports
with the United States Securities and Exchange
Commission and any stock exchange or similar authority; and
(3) take any other action of any nature whatsoever
in connection with the foregoing that, in the opinion
of such attorneys-in-fact, may be of benefit to and in
the best interest of, or legally required of, the
Reporting Person.
The Reporting Person hereby grants to such
attorneys-in-fact, each acting alone, full power and
authority to do and perform any and every act and thing
whatsoever requisite, necessary, or proper to be done
in the exercise of any of the rights and powers herein
granted, as fully to all intents and purposes as the
Reporting Person might or could do if personally present,
with full power of Substitution or revocation, hereby
ratifying and confirming all that such attorneys-in-fact,
or such attorneys-in-fact substitute or substitutes,
shall lawfully do or cause to be done by the virtue of
this Power of Attorney and the rights and powers herein
granted. The Reporting Person acknowledges that the
foregoing attorneys-in-fact, in serving in such capacity
at the request of the Reporting Person, are not assuming,
nor is the Company assuming, any of the Reporting Persons
responsibilities to comply with Section 16 of the
Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and
effect until the Reporting Person is no longer required
to file reports pursuant to Section 16(a) of the Securities
Exchange Act of 1934 and the rules thereunder with respect
to the Reporting Person's holdings of and transactions
in securities issued by the Company, unless earlier
revoked by the Reporting Person in a signed writing
delivered to the attorneys-in-fact.
IN WITNESS WHEREOF, the Reporting Person has caused
this Power of Attorney to be executed as of this
3rd day of November, 2014.
/s/ Neal T. McLaughlin
Neal T. McLaughlin
STATE OF OREGON, County of Washington, ss.
The foregoing instrument was acknowledged before
me this 3rd day of November, 2014 by Neal T. McLaughlin.
/s/ Elizabeth Doris Wenz
Notary Public for Oregon
Commission No. 463863
My Commission Expires: November 28, 2015