0001077771-15-000014.txt : 20150129 0001077771-15-000014.hdr.sgml : 20150129 20150129131317 ACCESSION NUMBER: 0001077771-15-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150103 FILED AS OF DATE: 20150129 DATE AS OF CHANGE: 20150129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS RAYMOND P CENTRAL INDEX KEY: 0001235865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 15557877 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-01-03 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001235865 DAVIS RAYMOND P ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 1 1 0 0 President & CEO Common Stock 2015-01-27 4 D 0 1821.0 0.0 D 525509 D Common Stock 2015-01-27 4 D 0 3641.0 0.0 D 521868 D Common Stock 2015-01-27 4 F 0 6608.0 15.95 D 515260 D Common Stock 2015-01-27 4 F 0 13262.0 15.95 D 501998 D Common Stock 2015-01-27 4 J 0 128.0 A 6831 I by 401(k) Common Stock 2015-01-27 4 J 0 133.0 A 7142 I by SRP Plan Common Stock 2955 I by IRA Non-Qualified Stock Option (right to buy) 24.71 2015-01-03 4 J 0 75000.0 0.0 D 2006-01-03 2015-01-03 Common Stock 75000 0 D Non-Qualified Stock Option (right to buy) 10.97 2014-01-31 2021-01-30 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy) 12.87 2011-08-02 2020-08-01 Common Stock 15000 15000 D Non-Qualified Stock Option (right to buy) 26.12 2007-12-31 2017-03-05 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 28.425 2007-01-18 2016-01-17 Common Stock 25000 25000 D The portion of a performance-based Restricted Stock Award forfeited due to the performance criteria not being met at 100%. Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Not required. Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). Holdings reported include shares acquired pursuant to a dividend reinvestment plan for this account in transactions that were exempt under Rule 16b-3(c). All shares expired and the executive received no value in connection with the expiration. All options are fully vested. Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest at 30% per year for the first two years and 20% for the third and fourth years. By: Andrew H. Ognall, Attorney-in-Fact For: Raymond P. Davis 2015-01-29