0001077771-15-000014.txt : 20150129
0001077771-15-000014.hdr.sgml : 20150129
20150129131317
ACCESSION NUMBER: 0001077771-15-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150103
FILED AS OF DATE: 20150129
DATE AS OF CHANGE: 20150129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP
CENTRAL INDEX KEY: 0001077771
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 931261319
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
BUSINESS PHONE: 503-727-4100
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DAVIS RAYMOND P
CENTRAL INDEX KEY: 0001235865
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34624
FILM NUMBER: 15557877
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA ST
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-01-03
0
0001077771
UMPQUA HOLDINGS CORP
UMPQ
0001235865
DAVIS RAYMOND P
ONE SW COLUMBIA STREET, SUITE 1200
PORTLAND
OR
97258
1
1
0
0
President & CEO
Common Stock
2015-01-27
4
D
0
1821.0
0.0
D
525509
D
Common Stock
2015-01-27
4
D
0
3641.0
0.0
D
521868
D
Common Stock
2015-01-27
4
F
0
6608.0
15.95
D
515260
D
Common Stock
2015-01-27
4
F
0
13262.0
15.95
D
501998
D
Common Stock
2015-01-27
4
J
0
128.0
A
6831
I
by 401(k)
Common Stock
2015-01-27
4
J
0
133.0
A
7142
I
by SRP Plan
Common Stock
2955
I
by IRA
Non-Qualified Stock Option (right to buy)
24.71
2015-01-03
4
J
0
75000.0
0.0
D
2006-01-03
2015-01-03
Common Stock
75000
0
D
Non-Qualified Stock Option (right to buy)
10.97
2014-01-31
2021-01-30
Common Stock
75000
75000
D
Non-Qualified Stock Option (right to buy)
12.87
2011-08-02
2020-08-01
Common Stock
15000
15000
D
Non-Qualified Stock Option (right to buy)
26.12
2007-12-31
2017-03-05
Common Stock
50000
50000
D
Non-Qualified Stock Option (right to buy)
28.425
2007-01-18
2016-01-17
Common Stock
25000
25000
D
The portion of a performance-based Restricted Stock Award forfeited due to the performance criteria not being met at 100%.
Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
Not required.
Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c).
Holdings reported include shares acquired pursuant to a dividend reinvestment plan for this account in transactions that were exempt under Rule 16b-3(c).
All shares expired and the executive received no value in connection with the expiration.
All options are fully vested.
Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest at 30% per year for the first two years and 20% for the third and fourth years.
By: Andrew H. Ognall, Attorney-in-Fact For: Raymond P. Davis
2015-01-29