0001077771-14-000089.txt : 20140425 0001077771-14-000089.hdr.sgml : 20140425 20140425165438 ACCESSION NUMBER: 0001077771-14-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140424 FILED AS OF DATE: 20140425 DATE AS OF CHANGE: 20140425 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEAL GARY F CENTRAL INDEX KEY: 0001606208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 14786214 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STE 1400 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-04-24 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001606208 NEAL GARY F ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/Enterprise Risk Common Stock 2014-04-24 4 A 0 15000.0 0.0 A 62612 D Common Stock 637 I by 401(k) Non-Qualified Stock Option (right to buy) 11.89 2011-02-05 2020-02-05 Common Stock 4000 4000 D Non-Qualified Stock Option (right to buy) 15.5 2009-01-28 2018-01-27 Common Stock 1007 1007 D Non-Qualified Stock Option (right to buy) 23.49 2006-01-21 2015-01-20 Common Stock 20000 20000 D RSA granted 04/24/14. The grant vests, if at all, on April 18, 2016 based on achievement of an OEPS accretion goal, as certified by the Issuer's Compensation Committee. By: Steven L. Philpott, Attorney-in-Fact For: Gary F. Neal 2014-04-25