0001077771-14-000040.txt : 20140305 0001077771-14-000040.hdr.sgml : 20140305 20140305180813 ACCESSION NUMBER: 0001077771-14-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140305 FILED AS OF DATE: 20140305 DATE AS OF CHANGE: 20140305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Kelly J CENTRAL INDEX KEY: 0001454860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 14670695 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-03-05 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001454860 Johnson Kelly J ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/Wealth Management Common Stock 2014-03-05 4 M 0 4000 12.46 A 59418 D Common Stock 2014-03-05 4 F 0 2708 18.4 D 56710 D Common Stock 2014-03-05 4 F 0 469 18.4 D 56241 D Common Stock 2014-03-05 4 M 0 12200 10.97 A 68441 D Common Stock 2014-03-05 4 F 0 7273 18.4 D 61168 D Common Stock 2014-03-05 4 F 0 1790 18.4 D 59378 D Non-Qualified Stock Option (right to buy) 10.97 2014-03-05 4 M 0 12200 18.4 D 2014-01-31 2021-01-30 Common Stock 12200 0 D Non-Qualified Stock Option (right to buy) 12.46 2014-03-05 4 M 0 4000 18.4 D 2011-03-04 2020-03-03 Common Stock 4000 4000 D Payment of purchase price by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All options are fully vested. Option granted 3/04/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. By: Steven L. Philpott, Attorney in Fact For: Kelly J. Johnson 2014-03-05