0001077771-14-000038.txt : 20140219 0001077771-14-000038.hdr.sgml : 20140219 20140219192903 ACCESSION NUMBER: 0001077771-14-000038 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140219 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARDLOW MARK CENTRAL INDEX KEY: 0001177242 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 14627441 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-02-19 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001177242 WARDLOW MARK ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/Chief Credit Officer Common Stock 2014-02-19 4 M 0 3000 9.23 A 103213 D Common Stock 2014-02-19 4 F 0 1600 17.3 D 101613 D Common Stock 2014-02-19 4 F 0 508 17.3 D 101105 D Common Stock 2014-02-19 4 M 0 8000 11.89 A 109105 D Common Stock 2014-02-19 4 F 0 5498 17.3 D 103607 D Common Stock 2014-02-19 4 F 0 909 17.3 D 102698 D Common Stock 2014-02-19 4 M 0 20000 10.97 A 122698 D Common Stock 2014-02-19 4 F 0 12682 17.3 D 110016 D Common Stock 2014-02-19 4 F 0 2660 17.3 D 107356 D Non-Qualified Stock Option (right to buy) 9.23 2014-02-19 4 M 0 3000 17.3 D 2010-02-02 2019-02-01 Common Stock 3000 0 D Non-Qualified Stock Option (right to buy) 10.97 2014-02-19 4 M 0 20000 17.3 D 2014-01-31 2021-01-30 Common Stock 20000 0 D Non-Qualified Stock Option (right to buy) 11.89 2014-02-19 4 M 0 8000 17.3 D 2011-02-05 2020-02-04 Common Stock 8000 8000 D Non-Qualified Stock Option (right to buy) 22.15 2005-07-09 2014-07-09 Common Stock 5000 5000 D Payment of purchase price by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All options are fully vested. Option granted 2/5/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. By: Steven L. Philpott, Attorney in Fact For: Mark Wardlow 2014-02-19