0001077771-14-000038.txt : 20140219
0001077771-14-000038.hdr.sgml : 20140219
20140219192903
ACCESSION NUMBER: 0001077771-14-000038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140219
FILED AS OF DATE: 20140219
DATE AS OF CHANGE: 20140219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP
CENTRAL INDEX KEY: 0001077771
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 931261319
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
BUSINESS PHONE: 503-727-4100
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARDLOW MARK
CENTRAL INDEX KEY: 0001177242
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34624
FILM NUMBER: 14627441
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-02-19
0
0001077771
UMPQUA HOLDINGS CORP
UMPQ
0001177242
WARDLOW MARK
ONE SW COLUMBIA STREET, SUITE 1200
PORTLAND
OR
97258
0
1
0
0
EVP/Chief Credit Officer
Common Stock
2014-02-19
4
M
0
3000
9.23
A
103213
D
Common Stock
2014-02-19
4
F
0
1600
17.3
D
101613
D
Common Stock
2014-02-19
4
F
0
508
17.3
D
101105
D
Common Stock
2014-02-19
4
M
0
8000
11.89
A
109105
D
Common Stock
2014-02-19
4
F
0
5498
17.3
D
103607
D
Common Stock
2014-02-19
4
F
0
909
17.3
D
102698
D
Common Stock
2014-02-19
4
M
0
20000
10.97
A
122698
D
Common Stock
2014-02-19
4
F
0
12682
17.3
D
110016
D
Common Stock
2014-02-19
4
F
0
2660
17.3
D
107356
D
Non-Qualified Stock Option (right to buy)
9.23
2014-02-19
4
M
0
3000
17.3
D
2010-02-02
2019-02-01
Common Stock
3000
0
D
Non-Qualified Stock Option (right to buy)
10.97
2014-02-19
4
M
0
20000
17.3
D
2014-01-31
2021-01-30
Common Stock
20000
0
D
Non-Qualified Stock Option (right to buy)
11.89
2014-02-19
4
M
0
8000
17.3
D
2011-02-05
2020-02-04
Common Stock
8000
8000
D
Non-Qualified Stock Option (right to buy)
22.15
2005-07-09
2014-07-09
Common Stock
5000
5000
D
Payment of purchase price by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
All options are fully vested.
Option granted 2/5/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
By: Steven L. Philpott, Attorney in Fact For: Mark Wardlow
2014-02-19