0001077771-14-000022.txt : 20140206 0001077771-14-000022.hdr.sgml : 20140206 20140206183952 ACCESSION NUMBER: 0001077771-14-000022 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140205 FILED AS OF DATE: 20140206 DATE AS OF CHANGE: 20140206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARDLOW MARK CENTRAL INDEX KEY: 0001177242 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 14581397 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-02-05 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001177242 WARDLOW MARK ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/Chief Credit Officer Common Stock 2014-02-05 4 F 0 1454 16.75 D 100213 D Non-Qualified Stock Option (right to buy) 9.23 2010-02-02 2019-02-01 Common Stock 3000 3000 D Non-Qualified Stock Option (right to buy) 10.97 2014-01-31 2021-01-30 Common Stock 20000 20000 D Non-Qualified Stock Option (right to buy) 11.89 2011-02-05 2020-02-04 Common Stock 16000 16000 D Non-Qualified Stock Option (right to buy) 22.15 2005-07-09 2014-07-09 Common Stock 5000 5000 D Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All options are fully vested. Option granted 2/5/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. By: Steven L. Philpott, Attorney in Fact For: Mark Wardlow 2014-02-06