0001077771-14-000011.txt : 20140203
0001077771-14-000011.hdr.sgml : 20140203
20140203175100
ACCESSION NUMBER: 0001077771-14-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140131
FILED AS OF DATE: 20140203
DATE AS OF CHANGE: 20140203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP
CENTRAL INDEX KEY: 0001077771
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 931261319
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
BUSINESS PHONE: 503-727-4100
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAKER BARBARA J
CENTRAL INDEX KEY: 0001238683
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34624
FILM NUMBER: 14569326
MAIL ADDRESS:
STREET 1: C/O UMPQUA HOLDINGS CORP
STREET 2: 200 SW MARKET STREET STE 1900
CITY: PORTLAND
STATE: OR
ZIP: 97201
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-01-31
0
0001077771
UMPQUA HOLDINGS CORP
UMPQ
0001238683
BAKER BARBARA J
ONE SW COLUMBIA STREET, SUITE 1200
PORTLAND
OR
97258
0
1
0
0
EVP/Cultural Enhancement
Common Stock
2014-01-31
4
F
0
236
17.56
D
41684
D
Common Stock
2014-01-31
4
F
0
2919
17.56
D
38765
D
Common Stock
5516
I
by 401(k)
Non-Qualified Stock Option (right to buy)
9.23
2010-02-02
2019-02-01
Common Stock
2000
2000
D
Non-Qualified Stock Option (right to buy)
10.97
2014-01-31
2021-01-30
Common Stock
5000
5000
D
Non-Qualified Stock Option (right to buy)
12.87
2011-08-02
2020-08-01
Common Stock
8000
8000
D
Non-Qualified Stock Option (right to buy)
23.49
2006-01-20
2015-01-20
Common Stock
20000
20000
D
Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
All options are fully vested.
Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
By: Steven L. Philpott, Attorney in Fact For: Barbara Baker
2014-02-03