0001077771-14-000002.txt : 20140123 0001077771-14-000002.hdr.sgml : 20140123 20140123130025 ACCESSION NUMBER: 0001077771-14-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140123 FILED AS OF DATE: 20140123 DATE AS OF CHANGE: 20140123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Kelly J CENTRAL INDEX KEY: 0001454860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 14542282 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-01-23 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001454860 Johnson Kelly J ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/Wealth Management Common Stock 2014-01-23 4 M 0 22000 10.37 A 74977 D Common Stock 2014-01-23 4 F 0 11975 19.05 D 63002 D Common Stock 2014-01-23 4 F 0 3747 19.05 D 59255 D Common Stock 2014-01-23 4 M 0 12000 12.46 A 71255 D Common Stock 2014-01-23 4 F 0 7848 19.05 D 63407 D Common Stock 2014-01-23 4 F 0 1508 19.05 D 61899 D Non-Qualified Stock Option (right to buy) 10.37 2014-01-23 4 M 0 22000 19.05 D 2010-01-12 2019-01-11 Common Stock 22000 0 D Non-Qualified Stock Option (right to buy) 12.46 2014-01-23 4 M 0 12000 19.05 D 2011-03-04 2020-03-03 Common Stock 12000 8000 D Non-Qualified Stock Option (right to buy) 10.97 2014-01-31 2021-01-30 Common Stock 12200 12200 D Payment of purchase price by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Option granted 1/12/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 3/04/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 1/31/2011. The options vest three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index. By: Steven L. Philpott, Attorney in Fact For: Kelly J. Johnson 2014-01-23