0001077771-13-000073.txt : 20131216
0001077771-13-000073.hdr.sgml : 20131216
20131216152307
ACCESSION NUMBER: 0001077771-13-000073
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131213
FILED AS OF DATE: 20131216
DATE AS OF CHANGE: 20131216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP
CENTRAL INDEX KEY: 0001077771
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 931261319
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
BUSINESS PHONE: 503-727-4100
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WARDLOW MARK
CENTRAL INDEX KEY: 0001177242
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34624
FILM NUMBER: 131278854
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2013-12-13
1
0001077771
UMPQUA HOLDINGS CORP
UMPQ
0001177242
WARDLOW MARK
ONE SW COLUMBIA STREET, SUITE 1200
PORTLAND
OR
97258
0
1
0
0
EVP/Chief Credit Officer
Common Stock
2013-12-13
4
M
0
24000
11.89
A
116483
D
Common Stock
2013-12-13
4
F
0
15483
18.43
D
101000
D
Common Stock
2013-12-13
4
F
0
4458
18.43
D
96542
D
Non-Qualified Stock Option (right to buy)
11.89
2013-12-13
4
M
0
24000
18.43
D
2011-02-05
2020-02-04
Common Stock
24000
16000
D
Non-Qualified Stock Option (right to buy)
9.23
2010-02-02
2019-02-01
Common Stock
3000
3000
D
Non-Qualified Stock Option (right to buy)
10.97
2014-01-31
2021-01-30
Common Stock
20000
20000
D
Non-Qualified Stock Option (right to buy)
22.15
2005-07-09
2014-07-09
Common Stock
5000
5000
D
Payment of purchase price by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
Option granted 2/5/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
Option granted 1/31/2011. The options vest three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index.
All options are fully vested.
By: Steven L. Philpott, Attorney in Fact For: Mark Wardlow
2013-12-16