0001077771-13-000067.txt : 20130826 0001077771-13-000067.hdr.sgml : 20130826 20130826143615 ACCESSION NUMBER: 0001077771-13-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130823 FILED AS OF DATE: 20130826 DATE AS OF CHANGE: 20130826 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER BARBARA J CENTRAL INDEX KEY: 0001238683 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 131060135 MAIL ADDRESS: STREET 1: C/O UMPQUA HOLDINGS CORP STREET 2: 200 SW MARKET STREET STE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-08-23 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001238683 BAKER BARBARA J ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/Cultural Enhancement Common Stock 2013-08-23 4 M 0 8000 9.23 A 43916 D Common Stock 2013-08-23 4 F 0 4330 17.05 D 39586 D Common Stock 2013-08-23 4 F 0 1553 17.05 D 38033 D Common Stock 2013-08-23 4 M 0 12000 12.87 A 50033 D Common Stock 2013-08-23 4 F 0 9058 17.05 D 40975 D Common Stock 2013-08-23 4 F 0 1245 17.05 D 39730 D Common Stock 2013-08-23 4 M 0 15000 15.5 A 54730 D Common Stock 2013-08-23 4 F 0 13636 17.05 D 41094 D Common Stock 2013-08-23 4 F 0 577 17.05 D 40517 D Common Stock 2013-08-23 4 M 0 10000 11.59 A 50517 D Common Stock 2013-08-23 4 F 0 6797 17.05 D 43720 D Common Stock 2013-08-23 4 F 0 1356 17.05 D 42364 D Common Stock 5424 I by 401(k) Non-Qualified Stock Option (right to buy) 9.23 2013-08-23 4 M 0 8000 17.05 D 2010-02-02 2019-02-01 Common Stock 8000 2000 D Non-Qualified Stock Option (right to buy) 11.59 2013-08-23 4 M 0 10000 17.05 D 2009-07-21 2018-07-20 Common Stock 10000 0 D Non-Qualified Stock Option (right to buy) 12.87 2013-08-23 4 M 0 12000 17.05 D 2011-08-02 2020-08-01 Common Stock 12000 8000 D Non-Qualified Stock Option (right to buy) 15.5 2013-08-23 4 M 0 15000 17.05 D 2009-01-28 2018-01-27 Common Stock 15000 0 D Non-Qualified Stock Option (right to buy) 10.97 2014-01-31 2021-01-30 Common Stock 5000 5000 D Non-Qualified Stock Option (right to buy) 23.49 2006-01-20 2015-01-20 Common Stock 20000 20000 D Payment of purchase price by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. All options are fully vested. Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 1/31/2011. The options vest three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index. By: Steven L. Philpott, Attorney in Fact For: Barbara Baker 2013-08-26