0001077771-13-000056.txt : 20130430 0001077771-13-000056.hdr.sgml : 20130430 20130430195051 ACCESSION NUMBER: 0001077771-13-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130430 FILED AS OF DATE: 20130430 DATE AS OF CHANGE: 20130430 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COPELAND BRAD F CENTRAL INDEX KEY: 0001238679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 13800019 MAIL ADDRESS: STREET 1: C/O UMPQUA HOLDINGS CORP STREET 2: 200 SW MARKET STREET STE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-04-30 1 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001238679 COPELAND BRAD F ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 Sr EVP/Chief Operating Officer Common Stock 2013-04-30 4 D 0 4847 12 D 104254 D Common Stock 2013-04-30 4 D 0 6219 12 D 98035 D Common Stock 2013-04-30 4 D 0 8100 0 D 89935 D Common Stock 2013-04-30 4 D 0 4889 0 D 85046 D Common Stock 2013-04-30 4 D 0 16665 0 D 68381 D Common Stock 2013-04-30 4 J 0 37 A 4598 I by 401(k) Common Stock 1805 I by IRA Common Stock 244 I by Spouse Non-Qualified Stock Option (right to buy) 9.23 2013-04-30 4 J 0 5000 0 D 2010-02-02 2019-02-01 Common Stock 5000 20000 D Non-Qualified Stock Option (right to buy) 10.97 2013-04-30 4 J 0 22000 0 D 2014-01-31 2021-01-30 Common Stock 22000 0 D Non-Qualified Stock Option (right to buy) 11.59 2013-04-30 4 J 0 4000 0 D 2009-07-21 2018-07-20 Common Stock 4000 16000 D Non-Qualified Stock Option (right to buy) 12.87 2013-04-30 4 J 0 30000 0 D 2011-08-02 2020-08-01 Common Stock 30000 20000 D Non-Qualified Stock Option (right to buy) 15.5 2009-01-28 2018-01-27 Common Stock 35000 35000 D Non-Qualified Stock Option (right to buy) 19.01 2004-09-30 2013-09-30 Common Stock 15000 15000 D Non-Qualified Stock Option (right to buy) 23.49 2006-01-20 2015-01-20 Common Stock 40000 40000 D Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Unvested shares that are forfeited or canceled upon retirement. Not required. Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions. Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 1/31/2011. The options vest three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index. Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. All options are fully vested. By: Steven L. Philpott, Attorney in Fact For: Brad Copeland 2013-04-30