0001077771-13-000012.txt : 20130201 0001077771-13-000012.hdr.sgml : 20130201 20130201165843 ACCESSION NUMBER: 0001077771-13-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130131 FILED AS OF DATE: 20130201 DATE AS OF CHANGE: 20130201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CALERO ULDERICO JR CENTRAL INDEX KEY: 0001506198 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 13567403 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-01-31 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001506198 CALERO ULDERICO JR ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/Community Banking Common Stock 2013-01-31 4 A 0 8000 0 A 41276 D Common Stock 2013-01-31 4 A 0 12000 0 A 53276 D Non-Qualified Stock Option (right to buy) 11.26 2011-11-15 2021-11-14 Common Stock 25000 25000 D Restricted stock grant pursuant to 2003 Stock Incentive Plan, exempt under Rule 16b-3. Option granted 11/15/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. By: Steven L. Philpott, Attorney in Fact For: Ulderico Calero, Jr. 2013-02-01