0001077771-12-000055.txt : 20120911 0001077771-12-000055.hdr.sgml : 20120911 20120911125055 ACCESSION NUMBER: 0001077771-12-000055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120910 FILED AS OF DATE: 20120911 DATE AS OF CHANGE: 20120911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eccles Colin D CENTRAL INDEX KEY: 0001462349 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 121085101 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2012-09-10 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001462349 Eccles Colin D ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/CIO Common Stock 2012-09-10 4 M 0 12000 9.01 A 53122 D Common Stock 2012-09-10 4 S 0 12000 12.9581 D 41122 D Common Stock 2012-09-10 4 M 0 8000 12.46 A 49122 D Common Stock 2012-09-10 4 S 0 8000 12.9581 D 41122 D Non-Qualified Stock Option (right to buy) 9.01 2012-09-10 4 M 0 12000 12.9581 D 2010-01-20 2019-01-20 Common Stock 20000 8000 D Non-Qualified Stock Option (right to buy) 12.46 2012-09-10 4 M 0 8000 12.9581 D 2011-03-04 2020-03-03 Common Stock 20000 12000 D Non-Qualified Stock Option (right to buy) 10.97 2014-01-31 2021-01-30 Common Stock 11500 11500 D Option granted 1/21/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 3/04/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 1/31/2011. The options vest three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index. By: Steven L. Philpott, Attorney in Fact For: Colin D. Eccles 2012-09-10