0001077771-12-000013.txt : 20120131 0001077771-12-000013.hdr.sgml : 20120131 20120131175105 ACCESSION NUMBER: 0001077771-12-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120127 FILED AS OF DATE: 20120131 DATE AS OF CHANGE: 20120131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARDLOW MARK CENTRAL INDEX KEY: 0001177242 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 12560342 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2012-01-27 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001177242 WARDLOW MARK ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/Chief Credit Officer Common Stock 2012-01-27 4 D 0 158 12.28 D 44714 D Common Stock 2012-01-27 4 A 0 15000 0 A 59714 D Common Stock 2012-01-27 4 A 0 10000 0 A 69714 D Common Stock 2012-01-31 4 D 0 396 12.17 D 69318 D Non-Qualified Stock Option (right to buy) 9.23 2010-02-02 2019-02-01 Common Stock 15000 15000 D Non-Qualified Stock Option (right to buy) 10.97 2012-01-31 2021-01-30 Common Stock 20000 20000 D Non-Qualified Stock Option (right to buy) 11.89 2011-02-05 2020-02-04 Common Stock 40000 40000 D Non-Qualified Stock Option (right to buy) 22.15 2005-07-09 2014-07-09 Common Stock 5000 5000 D Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. RSA granted 1/27/12. The grant vests three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index. Restricted stock grant pursuant to 2003 Stock Incentive Plan, exempt under Rule 16b-3. Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 1/31/2011. The options vest three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index. Option granted 2/5/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. All options are fully vested. By: Steven L. Philpott, Attorney in Fact For: Mark Wardlow 2012-01-31