0001077771-11-000040.txt : 20110803
0001077771-11-000040.hdr.sgml : 20110803
20110803124130
ACCESSION NUMBER: 0001077771-11-000040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110802
FILED AS OF DATE: 20110803
DATE AS OF CHANGE: 20110803
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COPELAND BRAD F
CENTRAL INDEX KEY: 0001238679
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34624
FILM NUMBER: 111006282
MAIL ADDRESS:
STREET 1: C/O UMPQUA HOLDINGS CORP
STREET 2: 200 SW MARKET STREET STE 1900
CITY: PORTLAND
STATE: OR
ZIP: 97201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP
CENTRAL INDEX KEY: 0001077771
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 931261319
STATE OF INCORPORATION: OR
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
BUSINESS PHONE: 503-727-4100
MAIL ADDRESS:
STREET 1: ONE SW COLUMBIA STREET
STREET 2: SUITE 1200
CITY: PORTLAND
STATE: OR
ZIP: 97258
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0304
4
2011-08-02
0
0001077771
UMPQUA HOLDINGS CORP
UMPQ
0001238679
COPELAND BRAD F
ONE SW COLUMBIA STREET, SUITE 1200
PORTLAND
OR
97258
0
1
0
0
Sr EVP/Chief Operating Officer
Common Stock
2011-08-02
4
D
0
957
11.16
D
84341
D
Common Stock
2011-08-02
4
J
0
38
A
4386
I
by 401(k)
Common Stock
1805
I
by IRA
Common Stock
244
I
by Spouse
Non-Qualified Stock Option (right to buy)
9.23
2010-02-02
2019-02-01
Common Stock
25000
25000
D
Non-Qualified Stock Option (right to buy)
10.97
2012-01-31
2021-01-30
Common Stock
22000
22000
D
Non-Qualified Stock Option (right to buy)
11.59
2009-07-21
2018-07-20
Common Stock
20000
20000
D
Non-Qualified Stock Option (right to buy)
12.87
2011-08-02
2020-08-01
Common Stock
50000
50000
D
Non-Qualified Stock Option (right to buy)
13.34
2003-01-01
2012-01-02
Common Stock
15000
15000
D
Non-Qualified Stock Option (right to buy)
15.5
2009-01-28
2018-01-27
Common Stock
35000
35000
D
Non-Qualified Stock Option (right to buy)
19.01
2004-09-30
2013-09-30
Common Stock
15000
15000
D
Non-Qualified Stock Option (right to buy)
23.49
2006-01-20
2015-01-20
Common Stock
40000
40000
D
Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3.
Not required.
Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions.
Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
Option granted 1/31/2011. The options vest three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index.
Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
All options are fully vested.
Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
By: Steven L. Philpott, Attorney in Fact For: Brad Copeland
2011-08-03