-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pxo6+L9GuaODT6Fv0FEhmqNKwSxxodypDi7mzadv7nwPwn+Nx8UfSC7NxXyPdNlY y4n+UPVnDOIo53wznaLwDQ== 0001077771-11-000023.txt : 20110209 0001077771-11-000023.hdr.sgml : 20110209 20110209150415 ACCESSION NUMBER: 0001077771-11-000023 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110209 DATE AS OF CHANGE: 20110209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN DANIEL A CENTRAL INDEX KEY: 0001238674 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 11586761 MAIL ADDRESS: STREET 1: C/O UMPQUA HOLDINGS CORP STREET 2: 200 SW MARKET STREET STE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 5 1 edgardoc.xml PRIMARY DOCUMENT X0303 5 2010-12-31 1 0 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001238674 SULLIVAN DANIEL A ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/Strategic Initiatives Common Stock 2010-12-31 5 J 0 8 A 1813 I by 401(k) Common Stock 101519 D Non-Qualified Stock Option (right to buy) 9.23 2010-02-02 2019-02-01 Common Stock 10000 10000 D Non-Qualified Stock Option (right to buy) 11.59 2009-07-21 2018-07-20 Common Stock 10000 10000 D Non-Qualified Stock Option (right to buy) 12.87 2011-08-02 2020-08-01 Common Stock 20000 20000 D Non-Qualified Stock Option (right to buy) 15.5 2009-01-28 2018-01-27 Common Stock 15000 15000 D Non-Qualified Stock Option (right to buy) 19.01 2004-09-30 2013-09-30 Common Stock 10000 10000 D Non-Qualified Stock Option (right to buy) 23.49 2006-01-20 2015-01-20 Common Stock 40000 40000 D Not required. Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions. Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. All options are fully vested. By: Steven L. Philpott, Attorney in Fact For: Daniel A. Sullivan 2011-02-09 -----END PRIVACY-ENHANCED MESSAGE-----