-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TMdrAMNS+FhENEIcze4NJ+TiBY9Xs9n85y6pOm7hyAs7jlqyqomDKqhCHuvIuG8a HQZtIN6iZNh7/yJ/OP+M9Q== 0001077771-11-000012.txt : 20110131 0001077771-11-000012.hdr.sgml : 20110131 20110131194614 ACCESSION NUMBER: 0001077771-11-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110131 FILED AS OF DATE: 20110131 DATE AS OF CHANGE: 20110131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: O'HAVER CORT L CENTRAL INDEX KEY: 0001490201 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 11561101 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-01-31 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001490201 O'HAVER CORT L ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/Commercial Banking Common Stock 2011-01-31 4 A 0 20000 0 A 25000 D Non-Qualified Stock Option (right to buy) 10.97 2011-01-31 4 A 0 20000 A 2012-01-31 2021-01-30 Common Stock 20000 20000 D Non-Qualified Stock Option (right to buy) 13.45 2011-03-24 2020-03-23 Common Stock 25000 25000 D Restricted stock grant pursuant to 2003 Stock Incentive Plan, exempt under Rule 16b-3. Option granted 1/31/2011. Beginning on the first anniversary of the grant date, the options vest 25% per year for four years. Not required. Option granted 3/24/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. By: Steven L. Philpott, Attorney in Fact For: Cort L. O'Haver 2011-01-31 -----END PRIVACY-ENHANCED MESSAGE-----