-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A7Y4Y78CxeXm3xkmLRtmgVChrd/WltiW2F5xmGbPVZrgubc0JDRdS6/AHPA0ApAA wHfykWv5QFew5PvUtjra1Q== 0001077771-11-000008.txt : 20110131 0001077771-11-000008.hdr.sgml : 20110131 20110131193024 ACCESSION NUMBER: 0001077771-11-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110128 FILED AS OF DATE: 20110131 DATE AS OF CHANGE: 20110131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILPOTT STEVEN L CENTRAL INDEX KEY: 0001238682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 11561078 MAIL ADDRESS: STREET 1: C/O UMPQUA HOLDINGS CORP STREET 2: 200 SW MARKET STREET STE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2011-01-28 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001238682 PHILPOTT STEVEN L ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/General Counsel/Secretary Common Stock 2011-01-28 4 D 0 396 11.12 D 35795 D Common Stock 2011-01-31 4 A 0 14000 0 A 49795 D Common Stock 1738 I by 401(k) Common Stock 3147 I by Corporation Common Stock 439 I by Spouse Common Stock 178 I by Spouse IRA Non-Qualified Stock Option (right to buy) 10.97 2011-01-31 4 A 0 14000 A 2012-01-31 2021-01-30 Common Stock 14000 14000 D Incentive Stock Option (right to buy) 13.23 2001-12-19 2011-12-19 Common Stock 1498 1498 D Non-Qualified Stock Option (right to buy) 9.23 2010-02-02 2019-02-01 Common Stock 10000 10000 D Non-Qualified Stock Option (right to buy) 11.59 2009-07-21 2018-07-20 Common Stock 10000 10000 D Non-Qualified Stock Option (right to buy) 11.89 2011-02-05 2020-02-05 Common Stock 25000 25000 D Non-Qualified Stock Option (right to buy) 15.5 2009-01-28 2018-01-27 Common Stock 20000 20000 D Non-Qualified Stock Option (right to buy) 22.94 2006-04-19 2015-04-19 Common Stock 10000 10000 D Non-Qualified Stock Option (right to buy) 23.49 2006-01-20 2015-01-20 Common Stock 1500 1500 D Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Restricted stock grant pursuant to 2003 Stock Incentive Plan, exempt under Rule 16b-3. Steven L. Philpott , P.C. (100%) The reporting person disclaims beneficial ownership of these securities. Option granted 1/31/2011. Beginning on the first anniversary of the grant date, the options vest 25% per year for four years. Not required. All options are fully vested. Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 2/5/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Steven L. Philpott 2011-01-31 -----END PRIVACY-ENHANCED MESSAGE-----