-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FRDOjEcjgOFGCnQQ5xLdCk7BCJfxHv3MqyrkwKnZZUZqj4y5Nib7ftWv0WYLhik7 Tm7jDmJb3ZftPgr0Aonedw== 0001077771-10-000063.txt : 20100803 0001077771-10-000063.hdr.sgml : 20100803 20100803181521 ACCESSION NUMBER: 0001077771-10-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100802 FILED AS OF DATE: 20100803 DATE AS OF CHANGE: 20100803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS RAYMOND P CENTRAL INDEX KEY: 0001235865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 10988890 MAIL ADDRESS: STREET 1: 200 SW MARKET STREET, STREET 2: SUITE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-08-02 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001235865 DAVIS RAYMOND P ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 1 1 0 0 President & CEO Common Stock 2010-08-02 4 A 0 17000 0 A 227515 D Common Stock 2010-08-02 4 J 0 47 A 6016 I by 401(k) Common Stock 2010-08-02 4 J 0 48 A 6284 I by SRP Plan Common Stock 2955 I by IRA Non-Qualified Stock Option (right to buy) 12.87 2010-08-02 4 A 0 75000 A 2011-08-02 2020-08-01 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy) 9.23 2010-02-02 2019-02-01 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 11.59 2009-07-21 2018-07-20 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 13.34 2003-01-01 2012-01-02 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 15.5 2009-01-28 2018-01-27 Common Stock 100000 100000 D Non-Qualified Stock Option (right to buy) 18.58 2010-06-30 2013-06-30 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy) 19.31 2004-04-27 2013-04-27 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy) 24.71 2006-01-03 2015-01-03 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy) 26.12 2007-12-31 2017-03-05 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 28.425 2007-01-18 2016-01-17 Common Stock 25000 25000 D Restricted stock grant pursuant to 2003 Stock Incentive Plan, exempt under Rule 16b-3. Not required. Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions. Holdings reported include shares acquired in the Supplemental Retirement Plan through dividend reinvestment, payroll deferrals and/or employer contributions. Option granted 8/2/2010. Beginning on the first anniversary of the grant date, the options vest at 30% per year for the first two years and 20% for the third and fourth years. Option granted 2/02/09. Beginning on the first anniversary of the grant date, the options vest at 30% per year for the first two years and 20% for the third and fourth years. Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest at 30% per year for the first two years and 20% for the third and fourth years. All options are fully vested. Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest at 30% per year for the first two years and 20% for the third and fourth years. By: Steven L. Philpott, Attorney in Fact For: Raymond P. Davis 2010-08-03 -----END PRIVACY-ENHANCED MESSAGE-----