-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cmc48jQ/C6wOkKS+eBdjSFWviWGJ+n+EfO8wMQUb78Dj50jrR44ll3EXxqdYX6R+ TdULnqhavKoPW15WAQZmgQ== 0001077771-10-000051.txt : 20100323 0001077771-10-000051.hdr.sgml : 20100323 20100323132754 ACCESSION NUMBER: 0001077771-10-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100319 FILED AS OF DATE: 20100323 DATE AS OF CHANGE: 20100323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS RAYMOND P CENTRAL INDEX KEY: 0001235865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 10698688 MAIL ADDRESS: STREET 1: 200 SW MARKET STREET, STREET 2: SUITE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-03-19 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001235865 DAVIS RAYMOND P ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 1 1 0 0 President & CEO Common Stock 2010-03-19 4 A 0 5319 13.5 A 209540 D Common Stock 5969 I by 401(k) Common Stock 2955 I by IRA Common Stock 6236 I by SRP Plan Non-Qualified Stock Option (right to buy) 9.23 2010-02-02 2019-02-01 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 11.59 2009-07-21 2018-07-20 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 13.34 2003-01-01 2012-01-02 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 15.5 2009-01-28 2018-01-27 Common Stock 100000 100000 D Non-Qualified Stock Option (right to buy) 18.58 2010-06-30 2013-06-30 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy) 19.31 2004-04-27 2013-04-27 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy) 24.71 2006-01-03 2015-01-03 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy) 26.12 2007-12-31 2017-03-05 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 28.425 2007-01-18 2016-01-17 Common Stock 25000 25000 D Shares issued under a grant dated April 17, 2007 pursuant to the 2007 Long Term Incentive Plan. Vesting is based on: (1) the Issuer's financial performance over a 36 month period compared to a peer group of companies; and (2) continuous employment by the Issuer through February 15, 2010. Measurement start date of performance began January 1, 2007 and ended December 31, 2009. According to the Agreement, issuance of the shares is to occur as soon as practicable after the peer group's year ended financials are reported. Option granted 2/02/09. Beginning on the first anniversary of the grant date, the options vest at 30% per year for the first two years and 20% for the third and fourth years. Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest at 30% per year for the first two years and 20% for the third and fourth years. All options are fully vested. Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest at 30% per year for the first two years and 20% for the third and fourth years. Option granted 7/1/03. Seven years after grant date, the option vests 100%. Option granted 1/18/06. Beginning on the first anniversary of the grant date, the options vest at 30% per year for the first two years and 20% for the third and fourth years. Raymond P. Davis 2010-03-23 -----END PRIVACY-ENHANCED MESSAGE-----