-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F6y/UHPtji3+PugTFsfO20L27HcSt6rXzkUBMbOnJ/9jlQwDCb3ePLd74QdGXZKy wMt2/eZ/VOqDNNOPuk7yOQ== 0001077771-10-000050.txt : 20100323 0001077771-10-000050.hdr.sgml : 20100323 20100323132602 ACCESSION NUMBER: 0001077771-10-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100319 FILED AS OF DATE: 20100323 DATE AS OF CHANGE: 20100323 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COPELAND BRAD F CENTRAL INDEX KEY: 0001238679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34624 FILM NUMBER: 10698678 MAIL ADDRESS: STREET 1: C/O UMPQUA HOLDINGS CORP STREET 2: 200 SW MARKET STREET STE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-03-19 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001238679 COPELAND BRAD F ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 Sr EVP/Chief Operating Officer Common Stock 2010-03-19 4 A 0 3873 13.5 A 36841 D Common Stock 4285 I by 401(k) Common Stock 1805 I by IRA Common Stock 244 I by Spouse Non-Qualified Stock Option (right to buy) 9.23 2010-02-02 2019-02-01 Common Stock 25000 25000 D Non-Qualified Stock Option (right to buy) 11.59 2009-07-21 2018-07-20 Common Stock 20000 20000 D Non-Qualified Stock Option (right to buy) 13.34 2003-01-01 2012-01-02 Common Stock 15000 15000 D Non-Qualified Stock Option (right to buy) 15.5 2009-01-28 2018-01-27 Common Stock 35000 35000 D Non-Qualified Stock Option (right to buy) 19.01 2004-09-30 2013-09-30 Common Stock 15000 15000 D Non-Qualified Stock Option (right to buy) 23.49 2006-01-20 2015-01-20 Common Stock 40000 40000 D Shares issued under a grant dated April 17, 2007 pursuant to the 2007 Long Term Incentive Plan. Vesting is based on: (1) the Issuer's financial performance over a 36 month period compared to a peer group of companies; and (2) continuous employment by the Issuer through February 15, 2010. Measurement start date of performance began January 1, 2007 and ended December 31, 2009. According to the Agreement, issuance of the shares is to occur as soon as practicable after the peer group's year ended financials are reported. Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. All options are fully vested. Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. By: Daniel A. Sullivan, Attorney in Fact For: Brad Copeland 2010-03-23 -----END PRIVACY-ENHANCED MESSAGE-----