-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GrhxRVmMLEDrAUc3qoFaCiW8nJPecsJB2nEZpAE2wuPNZMZy/jJrxNszUwDxOS+L NqfzKLdDpbWw2BG+8BZykg== 0001077771-09-000037.txt : 20090421 0001077771-09-000037.hdr.sgml : 20090421 20090421124635 ACCESSION NUMBER: 0001077771-09-000037 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090415 FILED AS OF DATE: 20090421 DATE AS OF CHANGE: 20090421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carey Richard M CENTRAL INDEX KEY: 0001462347 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25597 FILM NUMBER: 09761121 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 503-727-4100 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 3 1 edgardoc.xml PRIMARY DOCUMENT X0203 3 2009-04-15 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001462347 Carey Richard M ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/Community Banking Common Stock 5271 D Common Stock 415 I by 401(k) Non-Qualified Stock Option (right to buy) 9.23 2010-02-02 2019-02-01 Common Stock 15000 D Non-Qualified Stock Option (right to buy) 11.59 2009-07-21 2018-07-20 Common Stock 10000 D Non-Qualified Stock Option (right to buy) 15.5 2009-01-28 2018-01-27 Common Stock 20000 D Non-Qualified Stock Option (right to buy) 17.45 2003-12-02 2012-12-02 Common Stock 5000 D Non-Qualified Stock Option (right to buy) 23.49 2006-01-21 2015-01-21 Common Stock 20000 D A portion of the Direct Ownership includes Restricted Stock Awards granted pursuant to the 2003 Stock Incentive Plan. Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions. Option granted 2/2/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. All options are fully vested. Option granted 1/21/05. Beginning on the day before the first anniversary of the grant date, the options vest 20% per year for five years. By: Steven L. Philpott, Attorney in Fact For: Richard M. Carey 2009-04-20 -----END PRIVACY-ENHANCED MESSAGE-----