-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BgOy2BiDwFnhx9D8/J3lMMxe301wVEvba5rsDi4yJV17WI8lmc77O0g1Hpui1wtt EdiHX+TtQ2He4LLzqlgwpQ== 0001077771-09-000007.txt : 20090202 0001077771-09-000007.hdr.sgml : 20090202 20090202190006 ACCESSION NUMBER: 0001077771-09-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090202 FILED AS OF DATE: 20090202 DATE AS OF CHANGE: 20090202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS RAYMOND P CENTRAL INDEX KEY: 0001235865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25597 FILM NUMBER: 09562670 BUSINESS ADDRESS: BUSINESS PHONE: 5035462495 MAIL ADDRESS: STREET 1: 200 SW MARKET STREET, STREET 2: SUITE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 971-544-1085 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2009-02-02 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001235865 DAVIS RAYMOND P ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 1 1 0 0 President & CEO Common Stock 2009-02-02 4 J 0 193 A 5856 I by 401(k) Common Stock 2009-02-02 4 J 0 212 A 6122 I by SRP Plan Common Stock 181221 D Common Stock 2955 I by IRA Non-Qualified Stock Option (right to buy) 9.23 2009-02-02 4 A 0 50000 A 2010-02-02 2019-02-01 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 11.59 2009-07-21 2018-07-20 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 12 1999-03-31 2009-04-01 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 13.34 2003-01-01 2012-01-02 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 15.5 2009-01-28 2018-01-27 Common Stock 100000 100000 D Non-Qualified Stock Option (right to buy) 18.58 2010-06-30 2013-06-30 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy) 19.31 2004-04-27 2013-04-27 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy) 24.71 2006-01-03 2015-01-03 Common Stock 75000 75000 D Non-Qualified Stock Option (right to buy) 26.12 2007-12-31 2017-03-05 Common Stock 50000 50000 D Non-Qualified Stock Option (right to buy) 28.425 2007-01-18 2016-01-17 Common Stock 25000 25000 D Not required. Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions. Holdings reported include shares acquired in the Supplemental Retirement Plan through dividend reinvestment, payroll deferrals and/or employer contributions. Option granted 2/02/09. Beginning on the first anniversary of the grant date, the options vest at 30% per year for the first two years and 20% for the third and fourth years. Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest at 30% per year for the first two years and 20% for the third and fourth years. All options are fully vested. Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest at 30% per year for the first two years and 20% for the third and fourth years. Option granted 7/1/03. Seven years after grant date, the option vests 100%. Option granted 3/5/2007. Shares vest as follows: 60% on 12/31/2007, 20% on 12/31/2008 and 20% on 12/31/2009. Option granted 1/18/06. Beginning on the first anniversary of the grant date, the options vest at 30% per year for the first two years and 20% for the third and fourth years. By: Steven L. Philpott, Attorney in Fact For: Raymond P. Davis 2009-02-02 -----END PRIVACY-ENHANCED MESSAGE-----