-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LZFeXK5VUNCJ7YiCHwruXngpaTgmrHop4B4E6xKs1DmWPWz++Q7JuzXKKR0l/sHL dbBBaYM4h8VOvkYXpsA27g== 0001077771-08-000068.txt : 20081203 0001077771-08-000068.hdr.sgml : 20081203 20081203133427 ACCESSION NUMBER: 0001077771-08-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081202 FILED AS OF DATE: 20081203 DATE AS OF CHANGE: 20081203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN DANIEL A CENTRAL INDEX KEY: 0001238674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25597 FILM NUMBER: 081227041 MAIL ADDRESS: STREET 1: C/O UMPQUA HOLDINGS CORP STREET 2: 200 SW MARKET STREET STE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 971-544-1085 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2008-12-02 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001238674 SULLIVAN DANIEL A ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/CIO Common Stock 2008-12-02 4 S 0 5000 12.33 D 107767 D Common Stock 2008-12-02 4 J 0 48 A 1748 I by 401(k) Non-Qualified Stock Option (right to buy) 11.59 2009-07-21 2018-07-20 Common Stock 10000 10000 D Non-Qualified Stock Option (right to buy) 15.5 2009-01-28 2018-01-27 Common Stock 15000 15000 D Non-Qualified Stock Option (right to buy) 19.01 2004-09-30 2013-09-30 Common Stock 10000 10000 D Non-Qualified Stock Option (right to buy) 23.49 2006-01-20 2015-01-20 Common Stock 40000 40000 D Not required. Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions. Option granted 7/21/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 1/28/08. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 9/30/03. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. Option granted 1/21/05. Beginning on the day before the first anniversary of the grant date, the options vest 20% per year for five years. By: Steven L. Philpott, Attorney in Fact For: Daniel A. Sullivan 2008-12-03 -----END PRIVACY-ENHANCED MESSAGE-----