-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KvvkqOPZbkxAlZPhwA2X5yqjwJIFnHRgi1FDe1rSvd/DR0PcvPVYuVulPwb6Xl1Y 1G2l7gUZuhAsQ4ViggWS8A== 0001077771-07-000030.txt : 20070131 0001077771-07-000030.hdr.sgml : 20070131 20070131185903 ACCESSION NUMBER: 0001077771-07-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070129 FILED AS OF DATE: 20070131 DATE AS OF CHANGE: 20070131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 971-544-1085 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANGELL RONALD F CENTRAL INDEX KEY: 0001102031 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25597 FILM NUMBER: 07569528 BUSINESS ADDRESS: STREET 1: C/O HUMBOLDT BANCORP STREET 2: 701 FIFTH STREET CITY: EUREKA STATE: CA ZIP: 95501 BUSINESS PHONE: (707) 445-3233 MAIL ADDRESS: STREET 1: P.O. BOX 1007 CITY: EUREKA STATE: CA ZIP: 95501 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2007-01-29 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001102031 ANGELL RONALD F ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 1 0 0 0 Common Stock 2007-01-29 4 S 0 5000 28.28 D 26477 D Common Stock 2007-01-31 4 M 0 3994 7.76 A 30471 D Common Stock 2007-01-31 4 M 0 1006 6.96 A 31477 D Common Stock 3459 I by Deferred Comp Pln Common Stock 74293 I by IRA Common Stock 3360 I by Spouse IRA Non-Qualified Stock Option (right to buy) 6.96 2007-01-31 4 M 0 1006 D 1998-12-31 2008-12-31 Common Stock 1006 2624 D Non-Qualified Stock Option (right to buy) 7.76 2007-01-31 4 M 0 3994 D 1998-12-31 2007-12-31 Common Stock 3994 0 D Non-Qualified Stock Option (right to buy) 7.2 2001-03-23 2011-03-23 Common Stock 1320 1320 D Non-Qualified Stock Option (right to buy) 8.78 1999-12-31 2009-12-31 Common Stock 1452 1452 D Non-Qualified Stock Option (right to buy) 9.47 2000-03-29 2010-03-29 Common Stock 5928 5928 D Non-Qualified Stock Option (right to buy) 10.85 1999-09-23 2009-09-23 Common Stock 1884 1884 D Non-Qualified Stock Option (right to buy) 14.65 2003-06-26 2013-06-26 Common Stock 2000 2000 D All options are fully vested. Not required. By: Steven L. Philpott, Attorney in Fact For: Ronald F. Angell 2007-01-31 -----END PRIVACY-ENHANCED MESSAGE-----