-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IMixIcqlr44cLOXVIjwvbhIKtSEaeTYUkZZvM3n8MwSqTc1P/rE2UwX88M5GYC8N /uUdOJ9U8OLThnQPdBoAcg== 0001077771-07-000019.txt : 20070126 0001077771-07-000019.hdr.sgml : 20070126 20070126175457 ACCESSION NUMBER: 0001077771-07-000019 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070126 DATE AS OF CHANGE: 20070126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 971-544-1085 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN DANIEL A CENTRAL INDEX KEY: 0001238674 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25597 FILM NUMBER: 07557918 MAIL ADDRESS: STREET 1: C/O UMPQUA HOLDINGS CORP STREET 2: 200 SW MARKET STREET STE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 5 1 sul324.xml X0202 5 2006-12-31 0 0 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001238674 SULLIVAN DANIEL A ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/CFO-Umpqua Holdings Corp Class A Common Stock 55767 D Class A Common Stock 3359 I By 401(k) Class A Common Stock 204 I By IRA Stock Option (Right to Buy) - Granted 1/2/2002 13.3400 2003-01-01 2012-01-02 Class A Common Stock 2000 2000 D Stock Option (Right to Buy) - Granted 1/21/2005 23.4900 2006-01-20 2015-01-20 Class A Common Stock 40000 40000 D Stock Option (Right to Buy) - Granted 4/1/1998 12.0000 1999-03-31 2009-04-01 Class A Common Stock 10000 10000 D Stock Option (Right to Buy) - Granted 5/1/2000 8.3750 2001-05-01 2011-05-01 Class A Common Stock 15000 15000 D Stock Option (Right to Buy) - Granted 5/3/1999 9.6250 2000-05-03 2010-05-03 Class A Common Stock 25000 25000 D Stock Option (Right to Buy) Granted 9/30/2003 19.0100 2004-09-30 2013-09-30 Class A Common Stock 10000 10000 D Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions. All options are fully vested. Beginning on the day before the first anniversary of the grant date, the options vest 20% per year for five years. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. By: Steven Philpott - Attorney in Fact for 2007-01-25 -----END PRIVACY-ENHANCED MESSAGE-----