-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MV2oHPNX8xnO2W1jt74f9yESohqTVO5lzghJVbwuYHY4WfQAQk5WqVocXmLUeeZb CXWh0waJgiy1EZR4XdymJA== 0001077771-07-000016.txt : 20070125 0001077771-07-000016.hdr.sgml : 20070125 20070125171410 ACCESSION NUMBER: 0001077771-07-000016 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070125 DATE AS OF CHANGE: 20070125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 971-544-1085 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILPOTT STEVEN L CENTRAL INDEX KEY: 0001238682 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25597 FILM NUMBER: 07553817 MAIL ADDRESS: STREET 1: C/O UMPQUA HOLDINGS CORP STREET 2: 200 SW MARKET STREET STE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 5 1 phi322.xml X0202 5 2006-12-31 0 0 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001238682 PHILPOTT STEVEN L ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/General Counsel Class A Common Stock 17772 D Class A Common Stock 1375 I By 401(k) Class A Common Stock 439 I By Spouse Class A Common Stock 178 I By Spouse IRA Class A Common Stock 3147 I By Steven L. Philpott, P.C. (100%) Stock Option (Right to Buy) - Granted 1/21/2005 23.4900 2006-01-20 2015-01-20 Class A Common Stock 1500 1500 D Stock Option (Right to Buy) - Granted 12/19/2001 13.2300 2001-12-19 2011-12-19 Class A Common Stock 1498 1498 D Stock Option (Right to Buy) - Granted 12/20/2000 12.3600 2000-12-20 2010-12-20 Class A Common Stock 1619 1619 D Stock Option (Right to Buy) - Granted 12/21/1999 13.7000 1999-12-21 2009-12-21 Class A Common Stock 1497 1497 D Stock Option (Right to Buy) - Granted 4/20/2005 22.9400 2006-04-19 2015-04-19 Class A Common Stock 10000 10000 D Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions. Beginning on the day before the first anniversary of the grant date, the options vest 20% per year for five years. All options are fully vested. /s/ Philpott, Steven L. 2007-01-25 -----END PRIVACY-ENHANCED MESSAGE-----