-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EUjICnMI9ZQ7qmfRYj0H7FpM676U5omjUSQcpLNKYa0FjD6OjB5tlbgPUdXLAgtg obiRRHnVHepez1fpIAJY7Q== 0001077771-07-000010.txt : 20070125 0001077771-07-000010.hdr.sgml : 20070125 20070125131932 ACCESSION NUMBER: 0001077771-07-000010 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070125 DATE AS OF CHANGE: 20070125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 971-544-1085 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS RAYMOND P CENTRAL INDEX KEY: 0001235865 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25597 FILM NUMBER: 07552214 BUSINESS ADDRESS: BUSINESS PHONE: 5035462495 MAIL ADDRESS: STREET 1: 200 SW MARKET STREET, STREET 2: SUITE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 5 1 dav310.xml X0202 5 2006-12-31 0 0 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001235865 DAVIS RAYMOND P ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 1 1 0 0 President & CEO Class A Common Stock 5158 I By 401(k) Class A Common Stock 3163 I By SERP Plan Class A Common Stock 142937 I By Spouse Stock Option (Right to Buy) - Granted 04/28/2003 19.3100 2004-04-27 2013-04-27 Class A Common Stock 75000 75000 D Stock Option (Right to Buy) - Granted 1/18/2006 28.4250 2007-01-18 2016-01-17 Class A Common Stock 25000 25000 D Stock Option (Right to Buy) - Granted 1/2/2002 13.3400 2003-01-01 2012-01-02 Class A Common Stock 50000 50000 D Stock Option (Right to Buy) - Granted 1/3/2005 24.7100 2006-01-03 2015-01-02 Class A Common Stock 75000 75000 D Stock Option (Right to Buy) - Granted 4/1/1998 12.0000 1999-03-31 2009-04-01 Class A Common Stock 50000 50000 D Stock Option (Right to Buy) - Granted 7/1/2003 18.5800 2010-06-30 2013-06-30 Class A Common Stock 75000 75000 D Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions. Holdings reported include shares acquired in the SERP through dividend reinvestment, payroll deferrals and/or employer contributions. Holdings reported include shares acquired pursuant to a dividend reinvestment plan for this account. Beginning on the first anniversary of the grant date, the options vest at 30% per year for the first two years and 20% for the third and fourth years. All options are fully vested. Seven years after grant date, the option vests 100%. By: by Steven L. Philpott - Attorney in Fact for 2007-01-24 -----END PRIVACY-ENHANCED MESSAGE-----