-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I7N33/3vEDjtXaFk0efGyT+IY/7c+fT7ESGDBY94dnezK64Th4QIQeSZHIKtWINM e4X/3Rqq0dGLtsIx6x1jnA== 0001077771-06-000048.txt : 20061221 0001077771-06-000048.hdr.sgml : 20061221 20061221125032 ACCESSION NUMBER: 0001077771-06-000048 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061220 FILED AS OF DATE: 20061221 DATE AS OF CHANGE: 20061221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 971-544-1085 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COPELAND BRAD F CENTRAL INDEX KEY: 0001238679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25597 FILM NUMBER: 061292302 MAIL ADDRESS: STREET 1: C/O UMPQUA HOLDINGS CORP STREET 2: 200 SW MARKET STREET STE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 4 1 cop303.xml X0202 4 2006-12-20 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001238679 COPELAND BRAD F ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 Sr. EVP/Chief Credit Officer Class A Common Stock 2006-12-20 4 M 0 8460 6.9452 A 24295 D Class A Common Stock 2006-12-20 4 F 0 4277 29.6700 D 20018 D Class A Common Stock 3648 I By 401(k) Class A Common Stock 1805 I By IRA Class A Common Stock 244 I By Spouse Stock Option (Right to Buy) - Granted 1/1/1997 6.9452 2006-12-20 4 M 0 8460 0 D 2000-01-01 2007-01-01 Class A Common Stock 8460 0 D Stock Option (Right to Buy) - Granted 1/2/2002 13.3400 2003-01-01 2012-01-02 Class A Common Stock 15000 15000 D Stock Option (Right to Buy) - Granted 1/21/2005 23.4900 2006-01-20 2015-01-20 Class A Common Stock 40000 40000 D Stock Option (Right to Buy) - Granted 10/24/1997 10.0430 1998-10-24 2007-10-24 Class A Common Stock 16920 16920 D Stock Option (Right to Buy) Granted 9/30/2003 19.0100 2004-09-30 2013-09-30 Class A Common Stock 15000 15000 D Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions. Beginning on the third anniversary of the grant date, the options vest for 10% per year for the first six years and 20% for the seventh and eighth year. Beginning on the first anniversary of the grant date, the options vest 25% per year for the first three years, 15% in the fourth year and 10% in the fifth year. Beginning on the day before the first anniversary of the grant date, the options vest 20% per year for five years. All options are fully vested. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. By: by Steven L. Philpott - Attorney in Fact for 2006-12-21 -----END PRIVACY-ENHANCED MESSAGE-----