-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WtnYfw6L2xf3E2klDZNGreeBw6xvIB7P9Cn1eYXWItDXiemjF5FoT66weODC1zY0 oHjoiTpFSkOvEHW8Is48Gg== 0001077771-06-000009.txt : 20060203 0001077771-06-000009.hdr.sgml : 20060203 20060203185430 ACCESSION NUMBER: 0001077771-06-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060202 FILED AS OF DATE: 20060203 DATE AS OF CHANGE: 20060203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN DANIEL A CENTRAL INDEX KEY: 0001238674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25597 FILM NUMBER: 06579427 MAIL ADDRESS: STREET 1: C/O UMPQUA HOLDINGS CORP STREET 2: 200 SW MARKET STREET STE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 BUSINESS PHONE: 971-544-1085 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA STREET STREET 2: SUITE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 sul260.xml X0202 4 2006-02-02 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001238674 SULLIVAN DANIEL A ONE SW COLUMBIA STREET, SUITE 1200 PORTLAND OR 97258 0 1 0 0 EVP/CFO-Umpqua Holdings Corp Class A Common Stock 2006-02-02 4 A 0 5000 0 A 37767 D Class A Common Stock 3092 I By 401(k) Class A Common Stock 204 I By IRA Stock Option (Right to Buy) - Granted 1/2/2002 13.3400 2003-01-01 2012-01-02 Class A Common Stock 20000 20000 D Stock Option (Right to Buy) - Granted 1/21/2005 23.4900 2006-01-20 2015-01-20 Class A Common Stock 40000 40000 D Stock Option (Right to Buy) - Granted 4/1/1998 12.0000 1999-03-31 2009-04-01 Class A Common Stock 10000 10000 D Stock Option (Right to Buy) - Granted 5/1/2000 8.3750 2001-05-01 2011-05-01 Class A Common Stock 15000 15000 D Stock Option (Right to Buy) - Granted 5/3/1999 9.6250 2000-05-03 2010-05-03 Class A Common Stock 25000 25000 D Stock Option (Right to Buy) Granted 9/30/2003 19.0100 2004-09-30 2013-09-30 Class A Common Stock 10000 10000 D Restricted stock grant pursuant to 2003 Stock Incentive Plan. Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions. Beginning on the first anniversary of the grant date, the options vest 25% per year for the first three years, 15% in the fourth year and 10% in the fifth year. Beginning on the day before the first anniversary of the grant date, the options vest 20% per year for five years. All options are fully vested. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years. By: Steven Philpott - Attorney in Fact for 2006-02-03 -----END PRIVACY-ENHANCED MESSAGE-----