-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CzQBRzCpO21DAqdMo7zGWcV2pYfDGBvos7nv4APSFeISv0rZIbA6GZPtwkp0jr+e c1ciYpw9agK4FWPkRuBfIA== 0001077771-05-000025.txt : 20050216 0001077771-05-000025.hdr.sgml : 20050216 20050216183341 ACCESSION NUMBER: 0001077771-05-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050215 FILED AS OF DATE: 20050216 DATE AS OF CHANGE: 20050216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 SW MARKET STREET STREET 2: SUITE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 BUSINESS PHONE: 503-546-2495 MAIL ADDRESS: STREET 1: UMPQUA HOLDINGS CORP STREET 2: 200 SW MARKET STREET SUITE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS RAYMOND P CENTRAL INDEX KEY: 0001235865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25597 FILM NUMBER: 05622065 BUSINESS ADDRESS: BUSINESS PHONE: 5035462495 MAIL ADDRESS: STREET 1: 200 SW MARKET STREET, STREET 2: SUITE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 4 1 dav217.xml X0202 4 2005-02-15 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001235865 DAVIS RAYMOND P 200 SW MARKET STREET, SUITE 1900 PORTLAND OR 97201 1 1 0 0 President & CEO Class A Common Stock 2005-02-15 4 M 0 51595 2.6956 A 135945 I By Spouse Class A Common Stock 2005-02-15 4 S 0 31595 24.4142 D 104350 I By Spouse Class A Common Stock 2005-02-16 4 M 0 8405 2.6956 A 112755 I By Spouse Class A Common Stock 2005-02-16 4 S 0 8405 24.2500 D 104350 I By Spouse Class A Common Stock 4042 I By 401(k) Class A Common Stock 1976 I By SERP Plan Stock Option (Right to Buy) - Granted 3/31/1995 2.6956 2005-02-15 4 M 0 51595 2.6956 D 1996-03-30 2006-03-31 Class A Common Stock 51595 55234 D Stock Option (Right to Buy) - Granted 3/31/1995 2.6956 2005-02-16 4 M 0 8405 2.6956 D 1996-03-30 2006-03-31 Class A Common Stock 8405 46829 D Stock Option (Right to Buy) - Granted 04/28/2003 19.3100 2004-04-27 2013-04-27 Class A Common Stock 75000 75000 D Stock Option (Right to Buy) - Granted 1/2/2002 13.3400 2003-01-01 2012-01-02 Class A Common Stock 50000 50000 D Stock Option (Right to Buy) - Granted 1/3/2005 24.7100 2006-01-03 2015-01-02 Class A Common Stock 75000 75000 D Stock Option (Right to Buy) - Granted 4/1/1998 12.0000 1999-03-31 2009-04-01 Class A Common Stock 50000 50000 D Stock Option (Right to Buy) - Granted 7/1/2003 18.5800 2010-06-30 2013-06-30 Class A Common Stock 75000 75000 D Holdings reported include shares acquired pursuant to a dividend reinvestment plan for this account. Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions. Holdings reported include shares acquired in the SERP through dividend reinvestment, payroll deferrals and/or employer contributions. All options are fully vested. Beginning on the first anniversary of the grant date, the options vest at 30% per year for the first two years and 20% for the third and fourth years. Seven years after grant date, the option vests 100%. By: by Steven L. Philpott - Attorney in Fact for 2005-02-16 -----END PRIVACY-ENHANCED MESSAGE-----