-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PQQ/CqcHaE2TtALw2+gmkHaI0UwrLG7oDl1k5q0q/2gYyPxhSIaFBXw9ZjfSjtiL koS7yPEb+XN4cAXFo/SuGA== 0001077771-04-000005.txt : 20040129 0001077771-04-000005.hdr.sgml : 20040129 20040129165024 ACCESSION NUMBER: 0001077771-04-000005 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 SW MARKET STREET STREET 2: SUITE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 BUSINESS PHONE: 503-546-2495 MAIL ADDRESS: STREET 1: UMPQUA HOLDINGS CORP STREET 2: 200 SW MARKET STREET SUITE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBIE BRIAN B CENTRAL INDEX KEY: 0001031036 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25597 FILM NUMBER: 04553031 BUSINESS ADDRESS: STREET 1: 296 E FIFTH STREET STREET 2: SUITE 501 CITY: EUGENE STATE: OR ZIP: 97401 BUSINESS PHONE: 5416868401 MAIL ADDRESS: STREET 1: 296 E FIFTH STREET STREET 2: SUITE 501 CITY: EUGENE STATE: OR ZIP: 97401 5 1 obi131.xml X0201 5 2003-12-31 1 0 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001031036 OBIE BRIAN B 200 SW MARKET STREET, SUITE 1900 PORTLAND OR 97201 1 0 0 1 resigned 9/30/03 Class A Common Stock 2003-10-21 5 S 0 2245 20.61 D 0.00 D Class A Common Stock 2003-10-24 5 S 0 2115 20.61 D 1751.00 I By Spouse Class A Common Stock 2003-10-27 5 S 0 1751 19.98 D 0.00 I By Spouse Class A Common Stock 2003-10-21 5 S 0 5078 20.61 D 0.00 I By Spouse IRA Class A Common Stock 115936.00 I By Corporation Class A Common Stock 1185.00 I By Deferred Comp Plan Stock Option (Right to Buy) - Granted 11/22/1995 4.58 2003-12-29 5 G 0 100000 0 A 1996-11-22 2015-11-21 Class A Common Stock 100000.00 100000.00 I By Self, as Trustee for Trust Stock Option (Right to Buy) - Granted 01/02/1997 7.35 1998-01-02 2007-01-02 Class A Common Stock 2194.00 2194.00 D Stock Option (Right to Buy) - Granted 01/02/1998 15.75 1999-01-02 2008-01-02 Class A Common Stock 1814.00 1814.00 D Stock Option (Right to Buy) - Granted 01/03/2000 14.38 2001-01-03 2010-01-03 Class A Common Stock 747.00 747.00 D Stock Option (Right to Buy) - Granted 01/04/1999 21.44 2000-01-04 2009-01-04 Class A Common Stock 863.00 863.00 D Stock Option (Right to Buy) - Granted 09/17/1996 5.92 1997-09-17 2006-09-17 Class A Common Stock 4390.00 4390.00 D Stock Option (Right to Buy) - Granted 1/2/2001 13.50 2002-01-02 2011-01-02 Class A Common Stock 648.00 648.00 D Stock Option (Right to Buy) - Granted 1/2/2002 13.62 2003-01-02 2012-01-02 Class A Common Stock 2244.00 2244.00 D By Obie Industries, Inc. All options are fully vested. Mr. Obie disclaims any beneficial interest in these shares. He holds these shares as trustee of the Richard C. Williams Family Trust. By: Steven Philpott - Attorney in Fact for 2004-01-29 -----END PRIVACY-ENHANCED MESSAGE-----