-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EuDv7cybomDKtiJCMScs7BhEXxA6+IuDeLKzVHGBiLStpvkDysAkn/ljXU0O5n0G Brq/bHZwck56awaor/EMoQ== 0001077771-03-000012.txt : 20030805 0001077771-03-000012.hdr.sgml : 20030805 20030805134343 ACCESSION NUMBER: 0001077771-03-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030804 FILED AS OF DATE: 20030805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 SW MARKET STREET STREET 2: SUITE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 BUSINESS PHONE: 503-546-2495 MAIL ADDRESS: STREET 1: UMPQUA HOLDINGS CORP STREET 2: 200 SW MARKET STREET SUITE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBIE BRIAN B CENTRAL INDEX KEY: 0001031036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25597 FILM NUMBER: 03823181 BUSINESS ADDRESS: STREET 1: 296 E FIFTH STREET STREET 2: SUITE 501 CITY: EUGENE STATE: OR ZIP: 97401 BUSINESS PHONE: 5416868401 MAIL ADDRESS: STREET 1: 296 E FIFTH STREET STREET 2: SUITE 501 CITY: EUGENE STATE: OR ZIP: 97401 4 1 obi83.xml X0201 4 2003-08-04 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001031036 OBIE BRIAN B 200 SW MARKET STREET, SUITE 1900 PORTLAND OR 97201 1 0 0 0 Class A Common Stock 2003-08-04 4 M 0 16912 3.2300 A 19157 D Class A Common Stock 2003-08-04 4 S 0 16912 18.5730 D 2245 D Class A Common Stock 120936 I By Corporation Class A Common Stock 1185 I By Deferred Comp Plan Class A Common Stock 3866 I By Spouse Class A Common Stock 5078 I By Spouse IRA Stock Option (Right to Buy) - Granted 12/13/1993 3.2300 2003-08-04 4 M 0 16912 18.5730 D 1994-12-13 2003-12-13 Class A Common Stock 16912 0 D Stock Option (Right to Buy) - Granted 01/02/1997 7.3500 1998-01-02 2007-01-02 Class A Common Stock 2194 2194 D Stock Option (Right to Buy) - Granted 01/02/1998 15.7500 1999-01-02 2008-01-02 Class A Common Stock 1814 1814 D Stock Option (Right to Buy) - Granted 01/03/2000 14.3800 2001-01-03 2010-01-03 Class A Common Stock 747 747 D Stock Option (Right to Buy) - Granted 01/04/1999 21.4400 2000-01-04 2009-01-04 Class A Common Stock 863 863 D Stock Option (Right to Buy) - Granted 09/17/1996 5.9200 1997-09-17 2006-09-17 Class A Common Stock 4390 4390 D Stock Option (Right to Buy) - Granted 1/2/2001 13.5000 2002-01-02 2011-01-02 Class A Common Stock 648 648 D Stock Option (Right to Buy) - Granted 1/2/2002 13.6200 2003-01-02 2012-01-02 Class A Common Stock 2244 2244 D Disposition pursuant to 10b5-1 Trading Plan adopted June 2003. By Obie Industries, Inc. All options are fully vested. By: Steven Philpott - Atty in Fact for Brian Obie 2003-08-04 -----END PRIVACY-ENHANCED MESSAGE-----