-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MMPK8L1h2pCx5hGIQXFHcCKTeU7qrGrtYcDUNR1MXodp4VbxFZt6cdsKE/PnQ+7g eEV+12uCTRODcgLOJ2IjTw== 0001077771-03-000011.txt : 20030805 0001077771-03-000011.hdr.sgml : 20030805 20030805134335 ACCESSION NUMBER: 0001077771-03-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030701 FILED AS OF DATE: 20030805 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UMPQUA HOLDINGS CORP CENTRAL INDEX KEY: 0001077771 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 931261319 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 SW MARKET STREET STREET 2: SUITE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 BUSINESS PHONE: 503-546-2495 MAIL ADDRESS: STREET 1: UMPQUA HOLDINGS CORP STREET 2: 200 SW MARKET STREET SUITE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS RAYMOND P CENTRAL INDEX KEY: 0001235865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25597 FILM NUMBER: 03823180 BUSINESS ADDRESS: STREET 1: 200 SW MARKET STREET, STREET 2: SUITE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 BUSINESS PHONE: 5035462495 MAIL ADDRESS: STREET 1: 200 SW MARKET STREET, STREET 2: SUITE 1900 CITY: PORTLAND STATE: OR ZIP: 97201 4 1 dav82.xml X0201 4 2003-07-01 0 0001077771 UMPQUA HOLDINGS CORP UMPQ 0001235865 DAVIS RAYMOND P 200 SW MARKET STREET, SUITE 1900 PORTLAND OR 97201 1 1 0 0 President & CEO Class A Common Stock 2820 I By 401(k) Class A Common Stock 1546 I By SERP Plan Class A Common Stock 28809 I By Spouse Stock Option (Right to Buy) - Granted 7/1/2003 18.5800 2003-07-01 4 A 0 75000 0 A 2010-06-30 2013-06-30 Class A Common Stock 75000 75000 D Stock Option (Right to Buy) - Granted 04/28/2003 19.3100 2004-04-27 2013-04-27 Class A Common Stock 75000 75000 D Stock Option (Right to Buy) - Granted 1/2/2002 13.3400 2003-01-01 2012-01-02 Class A Common Stock 50000 50000 D Stock Option (Right to Buy) - Granted 3/31/1995 2.6956 1996-03-30 2006-03-31 Class A Common Stock 161829 161829 D Stock Option (Right to Buy) - Granted 4/1/1998 12.0000 1999-03-31 2009-04-01 Class A Common Stock 50000 50000 D Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, new money contributions or profit sharing contributions. Holdings reported on this Form include shares acquired pursuant to a dividend reinvestment plan for this account. Seven years after grant date, the option vests 100%. Beginning on the first anniversary of the grant date, the options vest at 30% per year for the first two years and 20% for the third and fourth years. All options are fully vested. By: Dan Sullivan - Atty in Fact for Raymond Davis 2003-07-31 -----END PRIVACY-ENHANCED MESSAGE-----