-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ln/kdc/ehslwvQxMqLEiGioHa25BEhHv8NfnbHoaD+BDUC0INk1X/ChHLNcqfRGU vFIoZj/GSXqI4ifUxOtZLw== 0000904454-04-000356.txt : 20040520 0000904454-04-000356.hdr.sgml : 20040520 20040520142918 ACCESSION NUMBER: 0000904454-04-000356 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040518 FILED AS OF DATE: 20040520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DP IV ASSOCIATES LP CENTRAL INDEX KEY: 0001077715 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50744 FILM NUMBER: 04821027 BUSINESS ADDRESS: STREET 1: ONE PALMER SQ CITY: PRINCETON STATE: NJ ZIP: 08542 MAIL ADDRESS: STREET 1: ONE PALMER SQ CITY: PRINCETON STATE: NJ ZIP: 08542 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NUVASIVE INC CENTRAL INDEX KEY: 0001142596 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 330768598 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 10065 OLD GROVE RD CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 8582717070 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2004-05-18 0001142596 NUVASIVE INC NUVA 0001077715 DP IV ASSOCIATES LP C/O DOMAIN ASSOCIATES, LLC ONE PALMER SQUARE PRINCETON NJ 08542 0 0 1 0 Common Stock 2004-05-18 4 C 0 31001 A 31001 D Common Stock 2004-05-18 4 C 0 203 A 31204 D Series B Preferred Stock 2004-05-18 4 C 0 52835 0 D Common Stock 21134 0 D Series C Preferred Stock 2004-05-18 4 C 0 6167 0 D Common Stock 2467 0 D Series D Preferred Stock 2004-05-18 4 C 0 18501 0 D Common Stock 7400 0 D Warrants (right-to-buy) 6.325 2004-05-18 4 X 0 1191 0 D Series D Preferred Stock 1191 0 D Series D Preferred Stock 2004-05-18 4 X 0 1191 6.325 A Common Stock 477 1191 D Series D Preferred Stock 2004-05-18 4 J 0 685 4.40 D Common Stock 274 506 D Series D Preferred Stock 2004-05-18 4 C 0 506 0 D Common Stock 203 0 D All of the Preferred Stock automatically converted into Common Stock immediately upon the closing of the Issuer's initial public offering, for no additional consideration. All of the Warrants were fully vested and were exercised in full immediately upon the closing of the Issuer's initial public offering. Deemed disposition of shares in connection with the cashless exercise of the Warrants. Kathleen K. Schoemaker, Managing Member of One Palmer Square Associates IV, LLC, General Partner of DP IV Associates, L.P. 2004-05-20 -----END PRIVACY-ENHANCED MESSAGE-----