13F-HR 1 d514547d13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/2013 Check here if Amendment [_] Amendment Number: This Amendment [_] is a restatement Institutional Investment Manager Filing this Report: Name: TEXAS CAPITAL BANCSHARES Address: 2000 MCKINNEY AVE, STE 500 DALLAS, TX 75201 13F File Number: 028-11275 The institutional investment Manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: DAVID A. FOLZ Title: EXECUTIVE VICE PRESIDENT Phone: 214-932-6625 Signature, Place, and Date of Signing: /s/ David A. Folz 1 DALLAS, TX 04/02/13 Report Type (Check only one) [X] 13F HOLDINGS REPORT [_] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 202 Form 13F Information Table Value Total: $ 97,446 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment Managers with respect to which this report is filed, other than the Manager filing this report. NONE FORM 13F INFORMATION TABLE
SHS NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER VOTING AUTHORITY SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ------------------ ----------------- ---------- -------- ------- ---- ------ ---------- --------------- --------- --------- ---- ABB LTD SPONSORED FOREIGN STOCK 000375204 278 12193 SH SOLE 12193 ADR AFLAC INC COM COMMON STOCK 001055102 253 4854 SH SOLE 4854 ABBOTT LABS COMMON STOCK 002824100 663 18782 SH SOLE 18782 64 1810 SH OTHER 1810 ADIDAS AG ADR FOREIGN STOCK 00687A107 378 7248 SH SOLE 7248 ADOBE SYS INC COM COMMON STOCK 00724F101 242 5550 SH SOLE 5550 35 800 SH OTHER 800 AETNA INC NEW COM COMMON STOCK 00817Y108 270 5271 SH SOLE 5271 11 220 SH OTHER 220 ALLIANZ SE SP ADR FOREIGN STOCK 018805101 210 15423 SH SOLE 15423 1/10 SH AMPHENOL CORP NEW COMMON STOCK 032095101 324 4340 SH SOLE 4340 CL A 45 600 SH OTHER 600 AUTOMATIC DATA COMMON STOCK 053015103 410 6300 SH SOLE 6300 PROCESSING INCOM 59 900 SH OTHER 900 AXA SPONSORED ADR FOREIGN STOCK 054536107 208 12030 SH SOLE 12030 BASF-SE COMMON STOCK 055262505 235 2679 SH SOLE 2679 BNP PARIBAS COMMON STOCK 05565A202 371 14322 SH SOLE 14322 BSD MED CORP DEL COMMON STOCK 055662100 115 78470 SH SOLE 78470 COM BANCO SANTANDER FOREIGN STOCK 05965X109 423 14868 SH SOLE 14868 CHILE NEW SP ADR BARCLAYS BK PLC ETF / ETN 06738C778 25240 621360 PRN SOLE 621360 23 570 PRN DEFINED 570 COLUMN TOTALS 29857
FORM 13F INFORMATION TABLE
SHS NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER VOTING AUTHORITY SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ------------------ ----------------- ---------- -------- ------- ---- ------ ---------- --------------- --------- --------- ---- BARCLAYS BK PLC ETF / ETN 06738C778 23 570 PRN 720 17713 PRN OTHER 13536 OTHER 4177 BARCLAYS PLC COMMON STOCK 06738E204 342 19276 SH SOLE 19276 BAXTER INTL INC COMMON STOCK 071813109 263 3616 SH SOLE 3616 COM 11 145 SH OTHER 145 BAYER A G FOREIGN STOCK 072730302 331 3196 SH SOLE 3196 SPONSORED ADR BECTON DICKINSON COMMON STOCK 075887109 329 3440 SH SOLE 3440 & CO COM 48 500 SH OTHER 500 BHP BILLITON LTD FOREIGN STOCK 088606108 253 3700 SH SOLE 3700 SPONSORED ADR C H ROBINSON COMMON STOCK 12541W209 206 3470 SH SOLE 3470 WORLDWIDE INC COM 30 500 SH OTHER 500 CSL LIMITED ADR FOREIGN STOCK 12637N105 386 12396 SH SOLE 12396 CVS COMMON STOCK 126650100 259 4719 SH SOLE 4719 11 200 SH OTHER 200 CAPITAL ONE FINL COMMON STOCK 14040H105 348 6325 SH SOLE 6325 CORP COM 14 260 SH OTHER 260 CARNIVAL CORP COMMON STOCK 143658300 309 9021 SH SOLE 9021 PAIRED CTF 13 370 SH OTHER 370 COLUMN TOTALS 3873
FORM 13F INFORMATION TABLE
SHS NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER VOTING AUTHORITY SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ------------------ ----------------- ---------- -------- ------- ---- ------ ---------- --------------- --------- --------- ---- CARNIVAL CORP COMMON STOCK 143658300 13 370 SH COCA COLA CO COM COMMON STOCK 191216100 932 23050 SH SOLE 16000 SOLE 6850 SOLE 200 40 1000 SH OTHER 1000 COCA COLA FOREIGN STOCK 1912EP104 240 8969 SH SOLE 8969 HELLENIC BTTLG CO COGNIZANT COMMON STOCK 192446102 306 4000 SH SOLE 4000 TECHNOLOGY SOLUTIOCL A 46 600 SH OTHER 600 COLGATE PALMOLIVE COMMON STOCK 194162103 434 3680 SH SOLE 3680 CO COM 71 600 SH OTHER 600 AMBEV-CIA DE FOREIGN STOCK 20441W203 221 5227 SH SOLE 5227 BEBIDAS DAS COMPASS GROUP PLC COMMON STOCK 20449X203 176 13735 SH SOLE 13735 DARDEN COMMON STOCK 237194105 365 7055 SH SOLE 7055 RESTAURANTS INC COM 16 300 SH OTHER 300 DASSAULT SYS S A FOREIGN STOCK 237545108 349 3011 SH SOLE 3011 SPONSORED ADR DEVON ENERGY CORP COMMON STOCK 25179M103 347 6156 SH SOLE 6156 NEW COM 14 250 SH OTHER 250 DOW CHEM CO COM COMMON STOCK 260543103 371 11661 SH SOLE 11661 16 490 SH OTHER 490 EDAP TMS S. A. COMMON STOCK 268311107 42 10000 SH SOLE 10000 COLUMN TOTALS 3986
FORM 13F INFORMATION TABLE
SHS NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER VOTING AUTHORITY SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ------------------ ----------------- ---------- -------- ------- ---- ------ ---------- --------------- --------- --------- ----- ECOLAB INC COMMON STOCK 278865100 193 2410 SH SOLE 2410 24 300 SH OTHER 300 EMERSON ELEC CO COMMON STOCK 291011104 362 6480 SH SOLE 6480 COM 56 1000 SH OTHER 1000 ENBRIDGE INC COM FOREIGN STOCK 29250N105 433 9305 SH SOLE 9305 EQUIFAX COMMON STOCK 294429105 286 4960 SH SOLE 4960 40 700 SH OTHER 700 EXPRESS SCRIPTS COMMON STOCK 30219G108 333 5771 SH SOLE 5771 HLDG CO 14 245 SH OTHER 245 EXXON COMMON STOCK 30231G102 2493 27661 SH SOLE 3419 SOLE 24242 198 2200 SH OTHER 2200 FANUC CORP COMMON STOCK 307305102 287 11145 SH SOLE 11145 FORD MTR CO DEL COMMON STOCK 345370860 336 25522 SH SOLE 25522 COM PAR $0.01 16 1190 SH OTHER 1190 GIVAUDAN S. A. F COMMON STOCK 37636P108 213 8621 SH SOLE 8621 GOOGLE INC CL A COMMON STOCK 38259P508 403 507 SH SOLE 507 18 23 SH OTHER 23 GRUPO TELEVISA SA FOREIGN STOCK 40049J206 322 12097 SH SOLE 12097 DE CV SP ADR HSBC HLDGS PLC FOREIGN STOCK 404280406 489 9171 SH SOLE 9171 COLUMN TOTALS 6516
FORM 13F INFORMATION TABLE
SHS NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER VOTING AUTHORITY SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ------------------ ----------------- ---------- -------- ------- ---- ------ ---------- --------------- --------- --------- ---- HALLIBURTON CO COMMON STOCK 406216101 324 8015 SH SOLE 8015 COM 14 340 SH OTHER 340 HENKEL LTD FOREIGN STOCK 42550U208 369 3829 SH SOLE 3829 PARTNERSHIP SPON HONDA MOTOR LTD FOREIGN STOCK 438128308 426 11143 SH SOLE 11143 AMERN SHS HONEYWELL INTL COMMON STOCK 438516106 352 4672 SH SOLE 4672 15 200 SH OTHER 200 ADRINDUSTRIA DED FOREIGN STOCK 455793109 382 14380 SH SOLE 14380 ISENOF ISHARES ETF / ETN 464287234 359 8401 SH SOLE 8401 ISHARES ETF / ETN 464287465 10877 184419 SH SOLE 184419 390 6618 SH OTHER 4994 OTHER 1624 ISHARES ETF / ETN 464287507 246 2136 SH SOLE 2136 J P MORGAN CHASE ETF / ETN 46625H365 12017 264235 PRN SOLE 264235 11 237 PRN DEFINED 237 325 7140 PRN OTHER 4701 OTHER 2439 JOHNSON & JOHNSON COMMON STOCK 478160104 489 6000 SH SOLE 6000 COM KBR INC COMMON STOCK 48242W106 336 10478 SH SOLE 10478 14 430 SH OTHER 430 KUBOTA CORP FOREIGN STOCK 501173207 334 4633 SH SOLE 4633 (FORMERLY KUBOTA COLUMN TOTALS 27280
FORM 13F INFORMATION TABLE
SHS NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER VOTING AUTHORITY SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ------------------ ----------------- ---------- -------- ------- ---- ------ ---------- --------------- --------- --------- ---- LVMH MOET FOREIGN STOCK 502441306 288 8408 SH SOLE 8408 HENNESSY LOU VUI LABORATORY CORP COMMON STOCK 50540R409 219 2430 SH SOLE 2430 AMER HLDGS COM 36 400 SH OTHER 400 LOUISIANA CENT OIL AND GAS IN 546234204 183 63 PRN SOLE 63 OIL & GAS CO UT TERESTS 38 13 PRN OTHER 13 MAGNA COMMON STOCK 559222401 210 3576 SH SOLE 3576 INTERNATIONAL INC MEDTRONIC COMMON STOCK 585055106 253 5390 SH SOLE 5390 38 800 SH OTHER 800 MERCK KGAA ADR FOREIGN STOCK 589339100 228 4528 SH SOLE 4528 METLIFE INC COMMON STOCK 59156R108 320 8407 SH SOLE 8407 14 360 SH OTHER 360 METTLER TOLEDO I FOREIGN STOCK 592688105 259 1217 SH SOLE 1217 NTERNATIONALCOM MICROSOFT CORP COMMON STOCK 594918104 858 30003 SH SOLE 30003 80 2785 SH OTHER 2785 MOSAIC CO COMMON STOCK 61945C103 387 6484 SH SOLE 6484 16 275 SH OTHER 275 MTN GROUP LIMITED FOREIGN STOCK 62474M108 264 14884 SH SOLE 14884 ADR MUNICH RE GROUP FOREIGN STOCK 626188106 225 11979 SH SOLE 11979 ADR NASPERS LTD SP FOREIGN STOCK 631512100 205 3283 SH SOLE 3283 COLUMN TOTALS 4121
FORM 13F INFORMATION TABLE
SHS NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER VOTING AUTHORITY SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ------------------ ----------------- ---------- -------- ------- ---- ------ ---------- --------------- --------- --------- ---- NASPERS LTD SP FOREIGN STOCK 631512100 205 3283 SH NATIONAL OILWELL COMMON STOCK 637071101 345 4871 SH SOLE 4871 VARCO INC COM 14 200 SH OTHER 200 NESTLE S A FOREIGN STOCK 641069406 308 4248 SH SOLE 4248 SPONSORED ADR NIKE INC CL B COMMON STOCK 654106103 320 5422 SH SOLE 5422 47 800 SH OTHER 800 NITTO DENKO CORP COMMON STOCK 654802206 279 9283 SH SOLE 9283 NORFOLK SOUTHERN COMMON STOCK 655844108 417 5404 SH SOLE 5404 CORP COM 17 225 SH OTHER 225 OCCIDENTAL PETE COMMON STOCK 674599105 346 4417 SH SOLE 4417 CORP DEL COM 13 165 SH OTHER 165 OMNICOM GROUP INC COMMON STOCK 681919106 419 7120 SH SOLE 7120 COM 65 1100 SH OTHER 1100 ON SEMICONDUCTOR COMMON STOCK 682189105 299 36166 SH SOLE 36166 CORP 12 1475 SH OTHER 1475 ORACLE CORP COM COMMON STOCK 68389X105 486 15020 SH SOLE 15020 71 2200 SH OTHER 2200 PEPSICO INC COMMON STOCK 713448108 564 7130 SH SOLE 7130 111 1400 SH OTHER 1400 COLUMN TOTALS 4133
FORM 13F INFORMATION TABLE
SHS NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER VOTING AUTHORITY SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ------------------ ----------------- ---------- -------- ------- ---- ------ ---------- --------------- --------- --------- ---- PEPSICO INC COMMON STOCK 713448108 111 1400 SH PHILIP MORRIS COMMON STOCK 718172109 297 3199 SH SOLE 3199 INTL INC COM PRAXAIR INC COM COMMON STOCK 74005P104 310 2780 SH SOLE 2780 45 400 SH OTHER 400 PRICE T ROWE COMMON STOCK 74144T108 386 5160 SH SOLE 5160 GROUP INC COM 60 800 SH OTHER 800 PROCTER & GAMBLE COMMON STOCK 742718109 876 11366 SH SOLE 11266 SOLE 100 99 1280 SH OTHER 1280 PRUDENTIAL FINL COMMON STOCK 744320102 344 5840 SH SOLE 5840 INC COM 14 245 SH OTHER 245 PRUDENTIAL PLC FOREIGN STOCK 74435K204 635 19634 SH SOLE 19634 ADR RECKITT BENCKISER COMMON STOCK 756255204 206 14258 SH SOLE 14258 GROUP PLC ADR REGIONS FINANCIAL COMMON STOCK 7591EP100 289 35283 SH SOLE 35283 CORP NEW COM 13 1550 SH OTHER 1550 ROCHE HLDG LTD FOREIGN STOCK 771195104 329 5619 SH SOLE 5619 SPONSORED ADR ROCKWELL COMMON STOCK 773903109 259 3003 SH SOLE 3003 AUTOMATION INC. COM 11 125 SH OTHER 125 COLUMN TOTALS 4173
FORM 13F INFORMATION TABLE
SHS NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER VOTING AUTHORITY SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ------------------ ----------------- ---------- -------- ------- ---- ------ ---------- --------------- --------- --------- ---- ROYAL DUTCH SHELL FOREIGN STOCK 780259107 490 7333 SH SOLE 7333 PLC 14 205 SH OTHER 205 RYANAIR HLDGS PLC FOREIGN STOCK 783513104 237 5663 SH SOLE 5663 SPONSORED ADR SKF AG ADR FOREIGN STOCK 784375404 203 8265 SH SOLE 8265 SAB MILLER PLC COMMON STOCK 78572M105 295 5577 SH SOLE 5577 SANDVIK AB ADR FOREIGN STOCK 800212201 201 12992 SH SOLE 12992 SIEMENS A G FOREIGN STOCK 826197501 248 2301 SH SOLE 2301 SPONSORED ADR SINGAPORE TELECOM COMMON STOCK 82929R304 250 8619 SH SOLE 8619 MUNICATIONS SMITH & NEPHEW FOREIGN STOCK 83175M205 226 3907 SH SOLE 3907 PLC SPDN ADR NEW STANLEY BLACK & COMMON STOCK 854502101 336 4151 SH SOLE 4151 DECKER INC 14 170 SH OTHER 170 SUPERIOR ENERGY COMMON STOCK 868157108 256 9854 SH SOLE 9854 SVCS INC COM 11 415 SH OTHER 415 SVENSKA CELLULOSA FOREIGN STOCK 869587402 310 11989 SH SOLE 11989 SWATCH GROUP COMMON STOCK 870123106 221 7541 SH SOLE 7541 SYMANTEC CORP COM COMMON STOCK 871503108 339 13719 SH SOLE 13719 14 585 SH OTHER 585 SYNGENTA AG FOREIGN STOCK 87160A100 269 3215 SH SOLE 3215 SPONSORED ADR TJX COS INC NEW COMMON STOCK 872540109 259 5550 SH SOLE 5550 COM COLUMN TOTALS 4193
FORM 13F INFORMATION TABLE
SHS NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER VOTING AUTHORITY SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ------------------ ----------------- ---------- -------- ------- ---- ------ ---------- --------------- --------- --------- ----- TJX COS INC NEW COMMON STOCK 872540109 37 800 SH OTHER 800 COM TAIWAN FOREIGN STOCK 874039100 311 18087 SH SOLE 18087 SEMICONDUCTOR MFG TARGET CORP COMMON STOCK 87612E106 409 5980 SH SOLE 5980 17 245 SH OTHER 245 TEXAS CAPITAL COMMON STOCK 88224Q107 1723 42585 SH SOLE 710 BANCSHARES, INC. SOLE 41875 3M COMPANY COM COMMON STOCK 88579Y101 539 5070 SH SOLE 5070 85 800 SH OTHER 800 TURKCELL ILETISIM FOREIGN STOCK 900111204 229 13764 SH SOLE 13764 HIZMETLERISPON TURKIYE GARANTI COMMON STOCK 900148701 405 75234 SH SOLE 75234 BANKASI UNION COMMON STOCK 907818108 275 1929 SH SOLE 1929 11 80 SH OTHER 80 UNITED PARCEL COMMON STOCK 911312106 338 3935 SH SOLE 3935 52 600 SH OTHER 600 UNITED COMMON STOCK 913017109 517 5530 SH SOLE 5530 TECHNOLOGIES CORP COM 75 800 SH OTHER 800 VALERO ENERGY COMMON STOCK 91913Y100 373 8204 SH SOLE 1000 CORP NEW COM SOLE 7204 14 300 SH OTHER 300 VARIAN MED SYS COMMON STOCK 92220P105 207 2880 SH SOLE 2880 INC COM 29 400 SH OTHER 400 COLUMN TOTALS 5646
FORM 13F INFORMATION TABLE
SHS NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER VOTING AUTHORITY SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ------------------ ----------------- ---------- -------- ------- ---- ------ ---------- --------------- --------- --------- ---- VARIAN MED SYS COMMON STOCK 92220P105 29 400 SH VODAFONE GROUP FOREIGN STOCK 92857W209 406 14286 SH SOLE 14286 PLC NEW SPONS ADR 17 600 SH OTHER 600 WAL MART DE FOREIGN STOCK 93114W107 238 7253 SH SOLE 7253 MEXICO S A B DE WATERS CORP COM COMMON STOCK 941848103 328 3490 SH SOLE 3490 47 500 SH OTHER 500 ZURICH INSURANCE COMMON STOCK 989825104 272 9700 SH SOLE 9700 GROUP LTD ACCENTURE PLC COMMON STOCK G1151C101 366 4815 SH SOLE 4815 IRELAND SHS CLASS 53 700 SH OTHER 700 COVIDIEN PLC SHS COMMON STOCK G2554F113 277 4081 SH SOLE 4081 EATON CORP PLC COMMON STOCK G29183103 319 5209 SH SOLE 5209 14 225 SH OTHER 225 PARTNERRE LTD COM COMMON STOCK G6852T105 265 2851 SH SOLE 2851 11 115 SH OTHER 115 WILLIS GROUP COMMON STOCK G96666105 267 6754 SH SOLE 6754 HOLDINGS PLC 11 275 SH OTHER 275 ACE LTD SHS COMMON STOCK H0023R105 260 2921 SH SOLE 2921 11 125 SH OTHER 125 FLEXTRONICS INTL COMMON STOCK Y2573F102 490 72435 SH SOLE 72435 LTD ORD COLUMN TOTALS 3652
FORM 13F INFORMATION TABLE
SHS NAME OF ISSUER VALUE PRN SH PUT INVSTMT OTHER VOTING AUTHORITY SECURITY NAME TITLE OF CLASS CUSIP X $1000 AMOUNT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ------------------ ----------------- ---------- -------- ------- ---- ------ ---------- --------------- --------- --------- ---- FLEXTRONICS INTL COMMON STOCK Y2573F102 16 2300 SH OTHER 2300 LTD ORD COLUMN TOTALS 16 AGGREGATE TOTAL 97446