0001209191-18-014673.txt : 20180228 0001209191-18-014673.hdr.sgml : 20180228 20180228183701 ACCESSION NUMBER: 0001209191-18-014673 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180226 FILED AS OF DATE: 20180228 DATE AS OF CHANGE: 20180228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODIE STEVEN G. CENTRAL INDEX KEY: 0001640522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 18653616 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-26 0 0001077183 NEOGENOMICS INC NEO 0001640522 BRODIE STEVEN G. 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL 33913 0 1 0 0 Vice President of Operations Common Stock 32619 D Stock Option (Right to Buy) 3.45 2015-03-05 2019-03-05 Common Stock 13334 13334 D Stock Option (Right to Buy) 4.78 2016-05-04 2020-05-04 Common Stock 120000 120000 D Stock Option (Right to Buy) 7.15 2017-04-20 2021-04-20 Common Stock 100000 100000 D Stock Option (Right to Buy) 7.52 2018-04-28 2022-04-28 Common Stock 50000 50000 D Stock Option (Right to Buy) 8.03 2018-02-26 4 A 0 58000 8.03 A 2019-02-26 2023-02-26 Common Stock 58000 58000 D On March 5, 2014, Dr. Brodie was granted 20,000 stock options. The options will vest ratably over the next three anniversary dates of the grant date. On July 5, 2017, Dr. Brodie exercised 6,666 options leaving a balance of 13,334. On May 4, 2015, Dr. Brodie was granted 120,000 stock options. These options vest ratably over the next three anniversary dates of the grant date. On April 20, 2016, Dr. Brodie was granted 100,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. On April 28, 2017, Dr. Brodie was granted 50,000 stock options. These options vest ratably over the next three anniversary dates of the grant date. On February 26, 2018, Dr. Brodie was granted 58,000 stock options. These options vest ratably over the next three anniversary dates of the grant date. /s/ Steven G. Brodie 2018-02-28