0001209191-17-046748.txt : 20170731 0001209191-17-046748.hdr.sgml : 20170731 20170731172535 ACCESSION NUMBER: 0001209191-17-046748 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170727 FILED AS OF DATE: 20170731 DATE AS OF CHANGE: 20170731 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANNAH ALISON L. CENTRAL INDEX KEY: 0001645600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 17993880 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-07-27 0 0001077183 NEOGENOMICS INC NEO 0001645600 HANNAH ALISON L. 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL 33913 1 0 0 0 Common Stock 2017-07-27 4 P 0 20000 9.19 A 38782 D Stock Option (Right to Buy) 6.66 2016-07-15 2020-07-15 Common Stock 10000 10000 D Stock Option (Right to Buy) 9.11 2017-07-28 2021-07-28 Common Stock 8333 8333 D Stock Option (Right to Buy) 7.27 2018-05-25 2022-05-25 Common Stock 10000 10000 D Restricted Stock 2017-06-30 Common Stock 8667 8667 D Represents the average purchase price of shares purchased on July 27, 2017. On July 15, 2015 Alison Hannah was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date. On July 28, 2016, Alison Hannah was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date. On May 25, 2017, Alison Hannah was granted 10,000 stock options. The options vest ratably on the next three anniversary dates of the grant date. Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018. These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date. /s/ Alison L. Hannah 2017-07-31