0001209191-17-038136.txt : 20170606 0001209191-17-038136.hdr.sgml : 20170606 20170606163902 ACCESSION NUMBER: 0001209191-17-038136 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170602 FILED AS OF DATE: 20170606 DATE AS OF CHANGE: 20170606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSS STEVEN A CENTRAL INDEX KEY: 0001591976 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 17894592 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: STE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-06-02 0 0001077183 NEOGENOMICS INC NEO 0001591976 ROSS STEVEN A 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL 33913 0 1 0 0 CIO Common Stock 4500 D Common Stock 2017-06-02 4 M 0 37500 3.93 A 42000 D Common Stock 2017-06-02 4 M 0 33333 4.78 A 75333 D Common Stock 2017-06-02 4 S 0 15000 7.63 D 60333 D Common Stock 2017-06-02 4 S 0 10000 7.79 D 50333 D Common stock 2017-06-05 4 S 0 45833 7.79 D 4500 D Stock Option (Right to Buy) 7.15 2017-04-20 2021-04-20 Common Stock 40000 40000 D Stock Option (Right to buy) 3.93 2017-06-02 4 X 0 37500 3.93 D 2014-04-22 2018-04-22 Common Stock 37500 0 D Stock Option (Right to Buy) 4.78 2017-06-02 4 X 0 33333 4.78 D 2016-05-06 2020-05-06 Common Stock 67000 33667 D Stock Option (Right to Buy) 7.52 2018-04-28 2022-04-28 Common Stock 65000 65000 D On April 20, 2016, Mr. Ross was granted 40,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. On April 22, 2013, Mr. Ross was granted 150,000 stock options to purchase common stock of the Company. These options vest ratably on each of the next 4 anniversary dates of the grant date. On May 6, 2015, Mr. Ross was granted 100,000 stock options to purchase common stock of the Company. These options vest ratably on each of the first three anniversary dates of the grant date. On May 9, 2016, Mr. Ross exercised 15,000 of these options leaving a balance of 85,000 options and on May 18, 2016, Mr. Ross exercised 18,000 of these options leaving a balance of 67,000 options. On June 2, 2017, Mr. Ross exercised 33,333 of these options leaving a balance of 33,667 options. On April 28, 2017, Mr. Ross was granted 65,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. /s/ Steven Ross 2017-06-06