0001209191-17-036315.txt : 20170530 0001209191-17-036315.hdr.sgml : 20170529 20170530211252 ACCESSION NUMBER: 0001209191-17-036315 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170525 FILED AS OF DATE: 20170530 DATE AS OF CHANGE: 20170530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Kevin C CENTRAL INDEX KEY: 0001353436 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 17879325 MAIL ADDRESS: STREET 1: 12 KEELERS RIDGE ROAD CITY: WILTON STATE: CT ZIP: 06897 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-25 0 0001077183 NEOGENOMICS INC NEO 0001353436 Johnson Kevin C 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL 33913 1 0 0 0 Common Stock 121087 D Common Stock 2017-05-30 4 M 0 7222 0.00 A 128309 D Restricted Stock 2017-05-30 4 C 0 2150 0.00 D 2016-06-30 2017-03-31 Common Stock 2150 0 D Restricted Stock 2017-05-30 4 C 0 5072 0.00 D 2017-09-30 2017-03-31 Common Stock 5072 0 D Stock Option (Right to Buy) 9.11 2017-07-28 2021-07-28 Common Stock 8333 8333 D Stock Option (Right to Buy) 4.78 2016-05-06 2020-05-06 Common Stock 10000 10000 D Stock Option (Right to Buy) 4.78 2016-05-06 2020-05-06 Common Stock 22222 22222 D Stock Option (Right to Buy) 7.27 2017-05-25 4 A 0 10000 7.27 A 2018-05-25 2022-05-25 Common Stock 10000 10000 D Restricted Stock 2017-05-25 4 A 0 8667 0.00 A 2017-06-30 Common Stock 8667 8667 D Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock. 537.5 shares will vest on June 30, 2016 and thereafter, 537.5 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2017. 1,690.6 shares will vest on September 30, 2016 and thereafter, 1,690.7 shares will vest on the last day of each calendar quarter for the next two fiscal quarters up to March 31, 2017. On July 28, 2016, Mr. Johnson was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date. On May 6, 2015 Mr. Johnson was granted 10,000 stock options. The options vest ratably over the first three anniversary dates of the grant date. On May 25, 2017, Mr. Johnson was granted 10,000 stock options. The options vest ratably over the first three anniversary dates of the grant date. The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018. These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date. /s/ Kevin C. Johnson 2017-05-30