0001209191-17-036315.txt : 20170530
0001209191-17-036315.hdr.sgml : 20170529
20170530211252
ACCESSION NUMBER: 0001209191-17-036315
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170525
FILED AS OF DATE: 20170530
DATE AS OF CHANGE: 20170530
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Kevin C
CENTRAL INDEX KEY: 0001353436
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 17879325
MAIL ADDRESS:
STREET 1: 12 KEELERS RIDGE ROAD
CITY: WILTON
STATE: CT
ZIP: 06897
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-25
0
0001077183
NEOGENOMICS INC
NEO
0001353436
Johnson Kevin C
12701 COMMONWEALTH DRIVE SUITE 9
FORT MYERS
FL
33913
1
0
0
0
Common Stock
121087
D
Common Stock
2017-05-30
4
M
0
7222
0.00
A
128309
D
Restricted Stock
2017-05-30
4
C
0
2150
0.00
D
2016-06-30
2017-03-31
Common Stock
2150
0
D
Restricted Stock
2017-05-30
4
C
0
5072
0.00
D
2017-09-30
2017-03-31
Common Stock
5072
0
D
Stock Option (Right to Buy)
9.11
2017-07-28
2021-07-28
Common Stock
8333
8333
D
Stock Option (Right to Buy)
4.78
2016-05-06
2020-05-06
Common Stock
10000
10000
D
Stock Option (Right to Buy)
4.78
2016-05-06
2020-05-06
Common Stock
22222
22222
D
Stock Option (Right to Buy)
7.27
2017-05-25
4
A
0
10000
7.27
A
2018-05-25
2022-05-25
Common Stock
10000
10000
D
Restricted Stock
2017-05-25
4
A
0
8667
0.00
A
2017-06-30
Common Stock
8667
8667
D
Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
Restricted stock has vested and restricted stock certificate issued for shares of the company's common stock.
537.5 shares will vest on June 30, 2016 and thereafter, 537.5 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2017.
1,690.6 shares will vest on September 30, 2016 and thereafter, 1,690.7 shares will vest on the last day of each calendar quarter for the next two fiscal quarters up to March 31, 2017.
On July 28, 2016, Mr. Johnson was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date.
On May 6, 2015 Mr. Johnson was granted 10,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
On May 25, 2017, Mr. Johnson was granted 10,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
The restricted stock will vest as follows; 2,166 units at June 30, 2017 and thereafter, 2,167 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2018.
These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date.
/s/ Kevin C. Johnson
2017-05-30