0001209191-17-036157.txt : 20170530
0001209191-17-036157.hdr.sgml : 20170529
20170530170721
ACCESSION NUMBER: 0001209191-17-036157
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170525
FILED AS OF DATE: 20170530
DATE AS OF CHANGE: 20170530
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CARDOZA GEORGE
CENTRAL INDEX KEY: 0001518734
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 17878310
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-25
0
0001077183
NEOGENOMICS INC
NEO
0001518734
CARDOZA GEORGE
12701 COMMONWEALTH DRIVE SUITE 9
FORT MYERS
FL
33913
0
1
0
0
Chief Financial Officer
Common Stock
189089
D
Common Stock
20000
I
Trust by Self
Stock Option (Right to Buy)
3.45
2015-03-05
2019-03-05
Common Stock
30000
30000
D
Stock Option (Right to Buy)
4.78
2016-05-04
2020-05-04
Common Stock
200000
200000
D
Stock Option (Right to Buy)
7.15
2017-04-20
2021-04-20
Common Stock
200000
200000
D
Stock Option (Right to Buy)
7.52
2018-04-28
2022-04-28
Common Stock
200000
200000
D
Restricted Stock
0.00
2017-05-25
4
A
0
25000
0.00
A
2018-05-25
Common Stock
25000
25000
D
On March 5, 2014 Mr. Cardoza was granted an option to purchase 30,000 shares. These options vest ratably over the first three anniversary dates of the grant.
On May 4, 2015 Mr. Cardoza was granted an option to purchase 200,000 shares. These options vest ratably over the first three anniversary dates of the grant.
On April 20, 2016, Mr. Cardoza was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
On April 28, 2017, Mr. Cardoza was granted 200,000 stock options. These options vest ratably over the next three anniversary dates of the grant date.
Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
Restricted stock will vest as follows; 8,333 units will vest on May 25, 2018 and 2019 and 8,334 units will vest on May 25, 2020.
These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date.
/s/ George Cardoza
2017-05-30