0001209191-17-036157.txt : 20170530 0001209191-17-036157.hdr.sgml : 20170529 20170530170721 ACCESSION NUMBER: 0001209191-17-036157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170525 FILED AS OF DATE: 20170530 DATE AS OF CHANGE: 20170530 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARDOZA GEORGE CENTRAL INDEX KEY: 0001518734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 17878310 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-25 0 0001077183 NEOGENOMICS INC NEO 0001518734 CARDOZA GEORGE 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL 33913 0 1 0 0 Chief Financial Officer Common Stock 189089 D Common Stock 20000 I Trust by Self Stock Option (Right to Buy) 3.45 2015-03-05 2019-03-05 Common Stock 30000 30000 D Stock Option (Right to Buy) 4.78 2016-05-04 2020-05-04 Common Stock 200000 200000 D Stock Option (Right to Buy) 7.15 2017-04-20 2021-04-20 Common Stock 200000 200000 D Stock Option (Right to Buy) 7.52 2018-04-28 2022-04-28 Common Stock 200000 200000 D Restricted Stock 0.00 2017-05-25 4 A 0 25000 0.00 A 2018-05-25 Common Stock 25000 25000 D On March 5, 2014 Mr. Cardoza was granted an option to purchase 30,000 shares. These options vest ratably over the first three anniversary dates of the grant. On May 4, 2015 Mr. Cardoza was granted an option to purchase 200,000 shares. These options vest ratably over the first three anniversary dates of the grant. On April 20, 2016, Mr. Cardoza was granted 200,000 stock options. These options vest ratably over the first three anniversary dates of the grant date. On April 28, 2017, Mr. Cardoza was granted 200,000 stock options. These options vest ratably over the next three anniversary dates of the grant date. Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. Restricted stock will vest as follows; 8,333 units will vest on May 25, 2018 and 2019 and 8,334 units will vest on May 25, 2020. These restricted stock units will terminate upon the earliest of death, termination of employment or the last vesting date. /s/ George Cardoza 2017-05-30