0001209191-17-015446.txt : 20170228
0001209191-17-015446.hdr.sgml : 20170228
20170228184342
ACCESSION NUMBER: 0001209191-17-015446
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170227
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BALLIET JENNIFER
CENTRAL INDEX KEY: 0001640500
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 17650442
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-27
0
0001077183
NEOGENOMICS INC
NEO
0001640500
BALLIET JENNIFER
12701 COMMONWEALTH DRIVE SUITE 9
FORT MYERS
FL
33913
0
1
0
0
VP and Chief Culture Officer
Common Stock
2017-02-27
4
M
0
6250
1.69
A
13383
D
Stock Option (Right to Buy)
1.69
2017-02-27
4
X
0
6250
1.69
D
2012-04-12
2017-04-12
Common Stock
6250
0
D
Stock Option (Right to Buy)
3.76
2014-04-16
2018-04-16
Common Stock
7500
7500
D
Stock Option (Right to Buy)
3.45
2015-03-05
2019-03-05
Common Stock
15000
15000
D
Stock Option (Right to Buy)
4.78
2016-05-04
2020-05-04
Common Stock
120000
120000
D
Stock Option (Right to Buy)
7.15
2017-04-20
2021-04-20
Common Stock
50000
50000
D
On April 12, 2012, Jennifer Balliet was granted 12,500 stock options. One quarter of these options vested immediately and the remaining options vested on the next three anniversary dates of the grant date. Jennifer Balliet previously exercised 6,250 of these options and is currently exercising the balance.
On April 16, 2013, Jennifer Balliet was granted 7,500 stock options. These options vest ratably over the first three anniversary dates of the grant date.
On March 5, 2014, Jennifer Balliet was granted 15,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
On May 4, 2015, Jennifer Balliet was granted 120,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
On April 20, 2016, Jennifer Balliet was granted 50,000 stock options. These options vest ratably over the first three anniversary dates of the grant date.
/s/Jennifer Balliet
2017-02-28