0001209191-17-001256.txt : 20170104
0001209191-17-001256.hdr.sgml : 20170104
20170104173347
ACCESSION NUMBER: 0001209191-17-001256
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170103
FILED AS OF DATE: 20170104
DATE AS OF CHANGE: 20170104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Kevin C
CENTRAL INDEX KEY: 0001353436
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 17507230
MAIL ADDRESS:
STREET 1: 12 KEELERS RIDGE ROAD
CITY: WILTON
STATE: CT
ZIP: 06897
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-01-03
0
0001077183
NEOGENOMICS INC
NEO
0001353436
Johnson Kevin C
12701 COMMONWEALTH DRIVE SUITE 9
FORT MYERS
FL
33913
1
0
0
0
Common Stock
2017-01-03
4
M
0
3333
4.78
A
121087
D
Restricted Stock
2016-06-30
2017-03-31
Common Stock
2150
2150
D
Restricted Stock
2017-09-30
2017-03-31
Common Stock
5072
7222
D
Stock Option (Right to Buy)
9.11
2017-07-28
2021-07-28
Common Stock
8333
15555
D
Stock Option (Right to Buy)
4.78
2016-05-06
2020-05-06
Common Stock
10000
25555
D
Stock Option (Right to Buy)
4.78
2017-01-03
4
X
0
3333
4.78
D
2016-05-06
2020-05-06
Common Stock
3333
22222
D
Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.
537.5 shares will vest on June 30, 2016 and thereafter, 537.5 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2017.
1,690.6 shares will vest on September 30, 2016 and thereafter, 1,690.7 shares will vest on the last day of each calendar quarter for the next two fiscal quarters up to March 31, 2017.
On July 28, 2016, Mr. Johnson was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date.
On May 6, 2015 Mr. Johnson was granted 10,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
/s/ Kevin C. Johnson
2017-01-05