0001209191-16-134459.txt : 20160729 0001209191-16-134459.hdr.sgml : 20160729 20160729164945 ACCESSION NUMBER: 0001209191-16-134459 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160728 FILED AS OF DATE: 20160729 DATE AS OF CHANGE: 20160729 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Kevin C CENTRAL INDEX KEY: 0001353436 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 161794654 MAIL ADDRESS: STREET 1: 12 KEELERS RIDGE ROAD CITY: WILTON STATE: CT ZIP: 06897 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-28 0 0001077183 NEOGENOMICS INC NEO 0001353436 Johnson Kevin C 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL 33913 1 0 0 0 Common Stock 117754 D Restricted Stock 2016-06-30 2017-03-31 Common Stock 2150 2150 D Restricted Stock 2016-07-28 4 A 0 5072 0.00 A 2017-09-30 2017-03-31 Common Stock 5072 7222 D Stock Option (Right to Buy) 4.78 2016-05-06 2020-05-06 Common Stock 10000 17222 D Stock Option (Right to Buy) 9.11 2016-07-28 4 A 0 8333 9.11 A 2017-07-28 2021-07-28 Common Stock 8333 25555 D Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. 537.5 shares will vest on June 30, 2016 and thereafter, 537.5 shares will vest on the last day of each calendar quarter for the next three fiscal quarters up to March 31, 2017. 1,690.6 shares will vest on September 30, 2016 and thereafter, 1,690.7 shares will vest on the last day of each calendar quarter for the next two fiscal quarters up to March 31, 2017. On May 6, 2015 Mr. Johnson was granted 10,000 stock options. The options vest ratably over the first three anniversary dates of the grant date. On July 28, 2016, Mr. Johnson was granted 8,333 stock options. The options vest ratably over the first three anniversary dates of the grant date. /s/ Kevin C. Johnson 2016-07-29