0001209191-16-108163.txt : 20160314 0001209191-16-108163.hdr.sgml : 20160314 20160314171538 ACCESSION NUMBER: 0001209191-16-108163 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160310 FILED AS OF DATE: 20160314 DATE AS OF CHANGE: 20160314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODIE STEVEN G. CENTRAL INDEX KEY: 0001640522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 161504747 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-10 0 0001077183 NEOGENOMICS INC NEO 0001640522 BRODIE STEVEN G. 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL 33913 0 1 0 0 Chief Scientific Officer Common Stock 2016-03-10 4 M 0 50000 1.48 A 55953 D Stock Option (Right to Buy) 1.48 2016-03-10 4 X 0 50000 1.48 D 2012-05-16 2016-05-16 Common Stock 50000 0 D Stock Option (Right to Buy) 1.69 2012-04-12 2017-04-12 Common Stock 10000 10000 D Stock Option (Right to Buy) 3.76 2014-04-16 2018-04-16 Common Stock 10000 10000 D Stock Option (Right to Buy) 3.45 2015-03-05 2019-03-05 Common Stock 20000 20000 D Stock Option (Right to Buy) 4.78 2016-05-04 2020-05-04 Common Stock 120000 120000 D On May 16, 2011 Dr. Brodie was granted 50,000 stock options. The options vest ratably over the first four anniversary dates of the grant date. On April 12, 2012 Dr.Brodie was granted 10,000 stock options. There was immediate vesting of 2,500 shares and then 2,500 shares will vest on the next three anniversary dates of the grant date. On April 16, 2013 Dr. Brodie was granted 10,000 stock options. These options will vest ratably over the next three anniversary dates of the grant dates. On March 5, 2014 Dr. Brodie was granted 20,000 stock options. The options will vest ratably over the next three anniversary dates of the grant date. On May 4, 2015 Dr, Brodie was granted 120,000 stock options. These options vest ratably over the next three anniversary dates of the grant date. /s/ Steven G. Brodie 2016-03-14