0001209191-15-082343.txt : 20151127 0001209191-15-082343.hdr.sgml : 20151126 20151127150422 ACCESSION NUMBER: 0001209191-15-082343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151125 FILED AS OF DATE: 20151127 DATE AS OF CHANGE: 20151127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASPEN SELECT HEALTHCARE LP CENTRAL INDEX KEY: 0001519599 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 151258057 BUSINESS ADDRESS: STREET 1: 1740 PERSIMMON DRIVE STREET 2: SUITE 100 CITY: NAPLES STATE: FL ZIP: 34109 BUSINESS PHONE: 239 325 2001 MAIL ADDRESS: STREET 1: 1740 PERSIMMON DRIVE STREET 2: SUITE 100 CITY: NAPLES STATE: FL ZIP: 34109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES STEVEN C CENTRAL INDEX KEY: 0001518732 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 151258058 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-25 0 0001077183 NEOGENOMICS INC NEO 0001518732 JONES STEVEN C 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL 33913 0 1 0 0 Executive VP of Finance 0001519599 ASPEN SELECT HEALTHCARE LP 1740 PERSIMMON DRIVE NAPLES FL 33913 0 0 1 0 Common Stock 2015-11-25 4 S 0 212745 8.095 D 0 I By Aspen Opportunity Fund, LP Common Stock 2015-11-25 4 S 0 137255 8.095 D 3362745 I By Aspen Select Healthcare, LP Common Stock 2015-11-27 4 S 0 35000 8.059 D 3327745 I By Aspen Select Healthcare, LP Common Stock 2015-11-27 4 G 0 25000 8.05 D 286251 D Common Stock 50476 I By Jones Network, LP Common Stock 32157 I Shares owned in IRA and custodian accounts for the immediate family of Steven Jones Common Stock 190000 I By self as Trustee for Steven and Carisa Jones Defined Benefit Plan and Trust Warrants (Right to Buy) 1.50 2010-05-03 2017-05-03 Common Stock 0 450000 D Stock Option (Right to Buy) 4.78 2016-05-04 2020-05-04 Common Stock 0 225000 D An investment partnership entity controlled by Steven Jones. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein. Aspen Select Healthcare, LP is a private investment fund. Medical Venture Partners, LLC is the sole general partner of Aspen Select Healthcare, LP, and Mr. Jones is a Managing Member of Medical Venture Partners, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein. Closing stock price on November 25, 2015 Such warrants were issued in connection with a consulting agreement, dated 5/3/2010. On May 4, 2015, Mr. Jones was granted 225,000 stock options. The options vest ratably over the first three anniversary dates of the grant date. /s/ Steven C. Jones 2015-11-27