0001209191-15-082343.txt : 20151127
0001209191-15-082343.hdr.sgml : 20151126
20151127150422
ACCESSION NUMBER: 0001209191-15-082343
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151125
FILED AS OF DATE: 20151127
DATE AS OF CHANGE: 20151127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASPEN SELECT HEALTHCARE LP
CENTRAL INDEX KEY: 0001519599
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 151258057
BUSINESS ADDRESS:
STREET 1: 1740 PERSIMMON DRIVE
STREET 2: SUITE 100
CITY: NAPLES
STATE: FL
ZIP: 34109
BUSINESS PHONE: 239 325 2001
MAIL ADDRESS:
STREET 1: 1740 PERSIMMON DRIVE
STREET 2: SUITE 100
CITY: NAPLES
STATE: FL
ZIP: 34109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JONES STEVEN C
CENTRAL INDEX KEY: 0001518732
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 151258058
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-25
0
0001077183
NEOGENOMICS INC
NEO
0001518732
JONES STEVEN C
12701 COMMONWEALTH DRIVE SUITE 9
FORT MYERS
FL
33913
0
1
0
0
Executive VP of Finance
0001519599
ASPEN SELECT HEALTHCARE LP
1740 PERSIMMON DRIVE
NAPLES
FL
33913
0
0
1
0
Common Stock
2015-11-25
4
S
0
212745
8.095
D
0
I
By Aspen Opportunity Fund, LP
Common Stock
2015-11-25
4
S
0
137255
8.095
D
3362745
I
By Aspen Select Healthcare, LP
Common Stock
2015-11-27
4
S
0
35000
8.059
D
3327745
I
By Aspen Select Healthcare, LP
Common Stock
2015-11-27
4
G
0
25000
8.05
D
286251
D
Common Stock
50476
I
By Jones Network, LP
Common Stock
32157
I
Shares owned in IRA and custodian accounts for the immediate family of Steven Jones
Common Stock
190000
I
By self as Trustee for Steven and Carisa Jones Defined Benefit Plan and Trust
Warrants (Right to Buy)
1.50
2010-05-03
2017-05-03
Common Stock
0
450000
D
Stock Option (Right to Buy)
4.78
2016-05-04
2020-05-04
Common Stock
0
225000
D
An investment partnership entity controlled by Steven Jones. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his pecuniary interests therein.
Aspen Select Healthcare, LP is a private investment fund. Medical
Venture Partners, LLC is the sole general partner of Aspen Select Healthcare, LP, and Mr. Jones is a Managing Member of Medical Venture Partners, LLC. Mr. Jones disclaims beneficial ownership of such shares except to the extent of his respective pecuniary interests therein.
Closing stock price on November 25, 2015
Such warrants were issued in connection with a consulting agreement, dated 5/3/2010.
On May 4, 2015, Mr. Jones was granted 225,000 stock options. The options vest ratably over the first three anniversary dates of the grant date.
/s/ Steven C. Jones
2015-11-27