0001144204-15-027937.txt : 20150506 0001144204-15-027937.hdr.sgml : 20150506 20150506155401 ACCESSION NUMBER: 0001144204-15-027937 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150505 FILED AS OF DATE: 20150506 DATE AS OF CHANGE: 20150506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALBITAR MAHER CENTRAL INDEX KEY: 0001591950 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 15836824 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: STE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 4 1 form474342_20150506035342-.xml X0306 4 2015-05-05 0 0001077183 NEOGENOMICS INC NEO 0001591950 ALBITAR MAHER 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL US 33913 0 1 0 0 Chief Medical Officer Common Stock 48492 I Albitar Oncology Defined Benefit Plan owns shares Common Stock 15000 D Stock Option (Right to Buy) 1.43 2013-01-09 2017-01-09 Common Stock 250000 250000 D Warrants (Right to Buy) 1.43 2014-05-09 2017-01-09 Common Stock 200000 200000 D Stock Option (Right to Buy) 3.45 2015-03-05 2019-03-05 Common Stock 30000 30000 D Stock Option (Right to Buy) 4.78 2015-05-05 4 A 0 300000 4.78 A 2016-05-05 2020-05-04 Common Stock 300000 300000 D These stock options were granted upon the start of Dr. Albitar's service to the Company and vest ratably over each of his first four anniversaries with the Company. These warrants were issued to Dr. Albitar upon the start of his service to the Company and vest upon the acheivement of certain milestones. On March 5, 2014 Dr. Albitar was granted 30,000 stock options. The options vest ratably over the first three anniversaries of the grant date. On May 5, 2015 Dr. Albitar was granted 300,000 stock options. The options vest ratably over the first three anniversary dates of the grant date. /s/ Maher Albitar 2015-05-06