0001144204-15-027936.txt : 20150506
0001144204-15-027936.hdr.sgml : 20150506
20150506155328
ACCESSION NUMBER: 0001144204-15-027936
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150504
FILED AS OF DATE: 20150506
DATE AS OF CHANGE: 20150506
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRODIE STEVEN G.
CENTRAL INDEX KEY: 0001640522
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 15836817
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
4
1
form474341_20150506035309-.xml
X0306
4
2015-05-04
0
0001077183
NEOGENOMICS INC
NEO
0001640522
BRODIE STEVEN G.
12701 COMMONWEALTH DRIVE SUITE 9
FORT MYERS
FL
US 33913
0
1
0
0
Chief Scientific Officer
Common Stock
4482
D
Stock Option (Right to Buy)
1.48
2012-05-16
2016-05-16
Common Stock
0
50000
D
Stock Option (Right to Buy)
1.69
2012-04-12
2017-04-12
Common Stock
0
10000
D
Stock Option (Right to Buy)
3.76
2014-04-16
2018-04-16
Common Stock
0
10000
D
Stock Option (Right to Buy)
3.45
2015-03-05
2019-03-05
Common Stock
0
20000
D
Stock Option (Right to Buy)
4.78
2015-05-04
4
A
0
120000
4.78
A
2016-05-04
2020-05-04
Common Stock
0
120000
D
On May 16, 2011 Dr. Brodie was granted 50,000 stock options. The options vest ratably over the first four anniversary dates of the grant date.
On April 12, 2012 Dr. Brodie was granted 10,000 stock options. There was immediate vesting of 2,500 shares and then 2,500 shares will vest on the next three anniversary dates of the grant date.
On April 16, 2013 Dr. Brodie was granted 10,000 stock options. These options will vest ratably over the next three anniversary dates of the grant date.
On March 5, 2014 Dr. Brodie was granted 20,000 stock options. The options will vest ratably over the next three anniversary dates of the grant date.
On May 4, 2015 Dr. Brodie was granted 120,000 stock options. The options vest ratably over the next three anniversary dates of the grant date.
/s/ Steven G. Brodie
2015-05-06