0001144204-15-027936.txt : 20150506 0001144204-15-027936.hdr.sgml : 20150506 20150506155328 ACCESSION NUMBER: 0001144204-15-027936 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150504 FILED AS OF DATE: 20150506 DATE AS OF CHANGE: 20150506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRODIE STEVEN G. CENTRAL INDEX KEY: 0001640522 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 15836817 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 4 1 form474341_20150506035309-.xml X0306 4 2015-05-04 0 0001077183 NEOGENOMICS INC NEO 0001640522 BRODIE STEVEN G. 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL US 33913 0 1 0 0 Chief Scientific Officer Common Stock 4482 D Stock Option (Right to Buy) 1.48 2012-05-16 2016-05-16 Common Stock 0 50000 D Stock Option (Right to Buy) 1.69 2012-04-12 2017-04-12 Common Stock 0 10000 D Stock Option (Right to Buy) 3.76 2014-04-16 2018-04-16 Common Stock 0 10000 D Stock Option (Right to Buy) 3.45 2015-03-05 2019-03-05 Common Stock 0 20000 D Stock Option (Right to Buy) 4.78 2015-05-04 4 A 0 120000 4.78 A 2016-05-04 2020-05-04 Common Stock 0 120000 D On May 16, 2011 Dr. Brodie was granted 50,000 stock options. The options vest ratably over the first four anniversary dates of the grant date. On April 12, 2012 Dr. Brodie was granted 10,000 stock options. There was immediate vesting of 2,500 shares and then 2,500 shares will vest on the next three anniversary dates of the grant date. On April 16, 2013 Dr. Brodie was granted 10,000 stock options. These options will vest ratably over the next three anniversary dates of the grant date. On March 5, 2014 Dr. Brodie was granted 20,000 stock options. The options will vest ratably over the next three anniversary dates of the grant date. On May 4, 2015 Dr. Brodie was granted 120,000 stock options. The options vest ratably over the next three anniversary dates of the grant date. /s/ Steven G. Brodie 2015-05-06