0001144204-15-027925.txt : 20150506 0001144204-15-027925.hdr.sgml : 20150506 20150506154033 ACCESSION NUMBER: 0001144204-15-027925 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150504 FILED AS OF DATE: 20150506 DATE AS OF CHANGE: 20150506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALLIET JENNIFER CENTRAL INDEX KEY: 0001640500 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 15836744 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 4 1 form474335_20150506034014-.xml X0306 4 2015-05-04 0 0001077183 NEOGENOMICS INC NEO 0001640500 BALLIET JENNIFER 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL US 33913 0 1 0 0 Vice President of HR Common Stock 465 D Stock Option (Right to Buy) 1.45 2012-05-20 2016-05-20 Common Stock 0 3334 D Stock Option (Right to Buy) 1.1 2012-10-14 2016-10-14 Common Stock 0 3334 D Stock Option (Right to Buy) 1.69 2012-04-12 2017-04-12 Common Stock 0 6250 D Stock Option (Right to Buy) 3.76 2014-04-16 2018-04-16 Common Stock 0 7500 D Stock Option (Right to Buy) 3.45 2015-03-05 2019-03-05 Common Stock 0 15000 D Stock Option (Right to Buy) 4.78 2015-05-04 4 A 0 120000 4.78 A 2016-05-04 2020-05-04 Common Stock 0 120000 D On May 20, 2011 Jennifer Balliet was granted 10,000 stock options. The options vested ratably over the first three anniversaries dates of the grant date. Jennifer exercised 6,666 of these options and she currently has 3,334 options available to exercise. On October 14, 2011 Jennifer Balliet was granted 10,000 stock options. The options vest ratably over the first three anniversary dates of the grant date. Jennifer Balliet exercised 6,666 options from this grant and has 3,334 options available to be exercised. On April 12, 2012 Jennifer Balliet was granted 12,500 stock options. One quarter of these options vested immediately and the remaining options vested on the next three anniversary dates of the grant date. Jennifer Balliet has exercised 6,250 stock options from this grant and has 6,250 options available to be exercised. On April 16, 2013 Jennifer Balliet was granted 7,500 stock options. The options vest ratably over the first three anniversary dates of the grant date. On March 5, 2014 Jennifer Balliet was granted 15,000 stock options. The options vest ratably over the first three anniversary dates of the grant date. On May 4, 2015 Jennifer Balliet was granted 120,000 stock options. The options vest ratably over the first three anniversary dates of the grant date. /s/ Jennifer Balliet 2015-05-06