0001144204-14-075351.txt : 20141222
0001144204-14-075351.hdr.sgml : 20141222
20141222162424
ACCESSION NUMBER: 0001144204-14-075351
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141219
FILED AS OF DATE: 20141222
DATE AS OF CHANGE: 20141222
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOREL ROBERT H.
CENTRAL INDEX KEY: 0001627350
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35756
FILM NUMBER: 141303286
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
4
1
form472088_20141222042407-.xml
X0306
4
2014-12-19
0
0001077183
NEOGENOMICS INC
NEO
0001627350
HOREL ROBERT H.
12701 COMMONWEALTH DRIVE SUITE 9
FORT MYERS
FL
US 33913
0
1
0
0
Vice President andGM PathLogic
Common Stock
2014-12-19
4
M
0
4107
1.47
A
4107
D
Common Stock
2014-12-19
4
M
0
4000
0.62
A
8107
D
Common Stock
2014-12-19
4
M
0
500
1.47
A
8607
D
Common Stock
2014-12-19
4
M
0
23782
1.45
A
32389
D
Common Stock
2014-12-19
4
S
0
32389
4.2083
D
0
D
Stock Option (Right to Buy)
1.47
2014-12-19
4
X
0
4107
1.47
A
2006-12-26
2016-12-25
Common Stock
0
0
D
Stock Option (Right to Buy)
0.62
2014-12-19
4
X
0
4000
0.62
A
2009-12-31
2019-02-02
Common Stock
0
0
D
Stock Option (Right to Buy)
1.47
2014-12-19
4
X
0
500
1.47
A
2007-02-13
2017-02-12
Common Stock
0
0
D
Stock Option (Right to Buy)
1.45
2014-02-19
4
X
0
23782
1.45
A
2012-05-20
2016-05-19
Common Stock
0
26218
D
Stock Option (Right to Buy)
1.69
2012-04-12
2017-04-12
Common Stock
0
25000
D
On December 26, 2006 Mr. Horel was granted 30,000 stock options. There was immediate vesting of 4,000 shares and the remaining shares had a combination of time based and performance based vesting. There were 8,000 shares cancelled from this grant.
On February 2, 2009 Mr. Horel was granted 6,000 stock options. These shares had performance based vesting and the first performance milestone was on December 31, 2009. There were 2,000 shares cancelled from this grant because of a missed performance milestone.
On February 13, 2007 Mr. Horel was granted 500 stock options which had immediate vesting.
On May 20, 2011 Mr. Horel was granted 50,000 stock options. These shares vest ratably over the first four anniversaries of the grant date.
On April 12, 2012 Mr. Horel was granted 25,000 stock options. There was immediate vesting of 6,250 shares and then 6,250 shares will vest on each of the first three anniversaries of the grant date.
/s/ Robert H. Horel
2014-12-22