0001144204-14-075351.txt : 20141222 0001144204-14-075351.hdr.sgml : 20141222 20141222162424 ACCESSION NUMBER: 0001144204-14-075351 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141219 FILED AS OF DATE: 20141222 DATE AS OF CHANGE: 20141222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEOGENOMICS INC CENTRAL INDEX KEY: 0001077183 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734] IRS NUMBER: 742897368 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 9419231949 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC DATE OF NAME CHANGE: 19990120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOREL ROBERT H. CENTRAL INDEX KEY: 0001627350 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35756 FILM NUMBER: 141303286 MAIL ADDRESS: STREET 1: 12701 COMMONWEALTH DRIVE STREET 2: SUITE 9 CITY: FORT MYERS STATE: FL ZIP: 33913 4 1 form472088_20141222042407-.xml X0306 4 2014-12-19 0 0001077183 NEOGENOMICS INC NEO 0001627350 HOREL ROBERT H. 12701 COMMONWEALTH DRIVE SUITE 9 FORT MYERS FL US 33913 0 1 0 0 Vice President andGM PathLogic Common Stock 2014-12-19 4 M 0 4107 1.47 A 4107 D Common Stock 2014-12-19 4 M 0 4000 0.62 A 8107 D Common Stock 2014-12-19 4 M 0 500 1.47 A 8607 D Common Stock 2014-12-19 4 M 0 23782 1.45 A 32389 D Common Stock 2014-12-19 4 S 0 32389 4.2083 D 0 D Stock Option (Right to Buy) 1.47 2014-12-19 4 X 0 4107 1.47 A 2006-12-26 2016-12-25 Common Stock 0 0 D Stock Option (Right to Buy) 0.62 2014-12-19 4 X 0 4000 0.62 A 2009-12-31 2019-02-02 Common Stock 0 0 D Stock Option (Right to Buy) 1.47 2014-12-19 4 X 0 500 1.47 A 2007-02-13 2017-02-12 Common Stock 0 0 D Stock Option (Right to Buy) 1.45 2014-02-19 4 X 0 23782 1.45 A 2012-05-20 2016-05-19 Common Stock 0 26218 D Stock Option (Right to Buy) 1.69 2012-04-12 2017-04-12 Common Stock 0 25000 D On December 26, 2006 Mr. Horel was granted 30,000 stock options. There was immediate vesting of 4,000 shares and the remaining shares had a combination of time based and performance based vesting. There were 8,000 shares cancelled from this grant. On February 2, 2009 Mr. Horel was granted 6,000 stock options. These shares had performance based vesting and the first performance milestone was on December 31, 2009. There were 2,000 shares cancelled from this grant because of a missed performance milestone. On February 13, 2007 Mr. Horel was granted 500 stock options which had immediate vesting. On May 20, 2011 Mr. Horel was granted 50,000 stock options. These shares vest ratably over the first four anniversaries of the grant date. On April 12, 2012 Mr. Horel was granted 25,000 stock options. There was immediate vesting of 6,250 shares and then 6,250 shares will vest on each of the first three anniversaries of the grant date. /s/ Robert H. Horel 2014-12-22